DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• M•••••• S••••

S•••• F•••••••• R•••••••• L••state registeredHanover, PaIA-onlyIAPD 6578133

Feed of 09/14/2026

At current firm

2 y

since Apr 3, 2024

In the industry

11 y

since Sep 5, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F•••••••• R•••••••• L•• state registered current
since Apr 3, 2024 · Hanover, Pa
E• W••••• A••••••• independent RIA
Apr 21, 2023 to Apr 22, 2025 · Media, Pa
L••••• F•••••••• R•••••••• former
Jul 20, 2018 to May 15, 2023 · Media, Pa
L••••• F•••••••• R••••••••• I••• former
Dec 2, 2015 to Jun 27, 2019 · Media, Pa

Moves

a registration end followed by a registration begin elsewhere

E• W••••• A••••••• to S•••• F•••••••• R•••••••• L••
left Apr 22, 2025, registered Apr 3, 2024 (-384 days) · RIA to a state-registered adviser
L••••• F•••••••• R•••••••• to E• W••••• A•••••••
left May 15, 2023, registered Apr 21, 2023 (-24 days) · RIA to RIA · moved with a team
L••••• F•••••••• R••••••••• I••• to L••••• F•••••••• R••••••••
left Jun 27, 2019, registered Jul 20, 2018 (-342 days) · channel change inside one enterprise, not a move · moved with a team

Signals

T••••• M•••••• S•••• left E• W••••• A••••••• for S•••• F•••••••• R•••••••• L•• (registered 2024-04-03)
Apr 22, 2025 · Advisor changed firm · fact
T••••• M•••••• S•••• left L••••• F•••••••• R•••••••• for E• W••••• A••••••• (registered 2023-04-21)
May 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address