RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• Q••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 7, 2021 · King Of Prussia, Pa
- M•••• W••••• P•••••••• L•• independent RIAJan 23, 2017 to Oct 4, 2021 · Philadelphia, Pa
- M•••• W••••• P•••••••• L•• to T••••• A••••••• S•••••••• I•••left Oct 4, 2021, registered Oct 7, 2021 (3 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address