DFX Intelligence
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Registered advisor
A•• W•••••••••
Feed of 09/14/2026
Also filed as A•• W•••••••
At current firm
3 y
since Feb 6, 2023
In the industry
10 y
since Nov 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Feb 6, 2023 · Wichita, Ks
- K••••• A••••••• S•••••••• L•• BD affiliatedJan 31, 2020 to Mar 31, 2022 · Austin, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 2, 2018 to Feb 10, 2020 · Manhattan, Ks
Moves
a registration end followed by a registration begin elsewhere
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 31, 2022, registered Feb 6, 2023 (312 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••left Feb 10, 2020, registered Jan 31, 2020 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address