DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven David Karkenny
Certified Financial Planner
Feed of 09/14/2026
Also filed as Steven Karkenny
At current firm
0 y
since Sep 30, 2025
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Kanan Advisors state registered currentsince Sep 30, 2025 · Malibu, Ca
- Integrity Financial Corporation independent RIAOct 7, 2022 to Sep 29, 2025 · Jackson, Wy
- Alliance Advisory & Securities, LLC independent RIAMay 12, 2021 to Oct 4, 2022 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- Integrity Financial Corporation to Kanan Advisorsleft Sep 29, 2025, registered Sep 30, 2025 (1 days) · RIA to a state-registered adviser
- Alliance Advisory & Securities, LLC to Integrity Financial Corporationleft Oct 4, 2022, registered Oct 7, 2022 (3 days) · RIA to RIA
Signals
- Steven David Karkenny left Integrity Financial Corporation for Kanan Advisors (registered 2025-09-30)Sep 29, 2025 · Advisor changed firm · fact
- Steven David Karkenny left Alliance Advisory & Securities, Llc for Integrity Financial Corporation (registered 2022-10-07)Oct 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address