DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integrity Financial Corporation
Latest filing Mar 27, 2026
First filing on the tape Feb 8, 2016 · 36 filings
SEC status approved since Feb 16, 2016
RAUM
$868M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
69%
$601M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$57.9M
derived; firm RAUM over IAPD count
Employees
21
0 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$868M as of Mar 27, 2026
Mar 1, 2017$144M then
HNW client RAUM$399M as of Mar 27, 2026
Mar 28, 2018$83.8M then
State-registered IARs (5.B.3)13 as of Mar 27, 2026
Mar 1, 201718 then
Employees (5.A)21 as of Mar 27, 2026
Mar 1, 201718 then
Private funds: no history
RAUM +28% over the last fiscal year+23% a year over threeIARs 20 to 13offices 6 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $57.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $601,568derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- -35%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -24%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $3.2M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$399M46%
- Individuals$202M23%
- Pension and profit-sharing plans$197M23%
- Pooled investment vehicles$31.6M3.6%
- Charitable organizations$21.5M2.5%
- Corporations and businesses$17.1M2.0%
- Individual clients
- 1,045reported
- HNW clients
- 164reported
- Pension plan clients
- 205reported
- Charitable clients
- 7reported
- Accounts
- 1,443reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2M for 6 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.69 fund_share=0.04 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kristofer Ryan Gray | Jackson, Wy | Nov 18, 2005 | 22 y | 0 |
| Deann Nichole Cross | Bellevue, Wa | Aug 2, 2007 | 25 y | 2 |
| Jason Bowden Mckinney | Jackson, Wy | Jul 5, 2011 | 16 y | 1 |
| Warren Bertram Langsford | Bellevue, Wa | Oct 1, 2013 | 12 y | 0 |
| Ryan William Sapp | Jackson, Wy | Feb 13, 2018 | 12 y | 0 |
| Logan Hunter Robert Thompson | Jackson, Wy | Sep 18, 2020 | 10 y | 0 |
| Daniel Brett Van Attenhoven | Sacramento, Ca | Sep 18, 2020 | 10 y | 0 |
| Loren Wengerd | Jackson, Wy | Apr 22, 2022 | 12 y | 0 |
| Lowell Mccarthy | Jackson, Wy | Nov 11, 2022 | 15 y | 1 |
| Scott Adam WilsonCertified Financial Planner | Jackson, Wy | Nov 10, 2023 | 12 y | 1 |
| Theodore Michael SteelmanCertified Financial Planner | Bozeman, Mt | Nov 13, 2023 | 11 y | 1 |
| Brandon Michael BushCertified Financial Planner | Manhattan Beach, Ca | Nov 13, 2023 | 13 y | 0 |
| Admand Y Wong | Bellevue, Wa | Jan 23, 2025 | 17 y | 1 |
| Michael Anthony Sanchez | Malibu, Ca | Jul 14, 2025 | 30 y | 5 |
| Alexander Donald Whitney | Malibu, Ca | Sep 12, 2025 | 10 y | 0 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount5 left over 36 months
Left, latest
- Sarah Jhaleh Archer to Vincimus Capital, LLCApr 13, 2026 · RIA to RIA
- Steven David Karkenny to Kanan AdvisorsSep 29, 2025 · RIA to a state-registered adviser
- Taylor Christian Snider to Kanan AdvisorsSep 29, 2025 · RIA to a state-registered adviser
- Adam Michael Anschultz to Kanan AdvisorsMay 12, 2025 · RIA to a state-registered adviser
- Jeremy Daniel Cumbee to Mission Wealth Management, LPApr 14, 2025 · RIA to RIA
- Lockwood Pool Holmes to Vincimus Capital, LLCNov 11, 2022 · RIA to a newly registered adviser
- Andrew James Mescon to Ballast Rock Private WealthSep 1, 2022 · RIA to RIA
- Christopher Joseph Riboli to Root Financial PartnersNov 11, 2021 · RIA to RIA
- Reid Satoru Sakata Kitagawa to Kanso CapitalNov 11, 2021 · RIA to a state-registered adviser
- Jordan Allen Tuchek to Independent Financial Group, LLCApr 8, 2021 · RIA to affiliated broker-dealer or bank
- Jason Michael Thonssen to Coldstream Wealth ManagementDec 23, 2020 · RIA to RIA
- Michael David Josiah Van Putten to Eden GroupSep 9, 2020 · Other
- Daniels Petera Dels Voyteshonock to Oppenheimer & Co. Inc.Jun 14, 2019 · RIA to affiliated broker-dealer or bank
- Keith Aaron Mcbride to Keith Mcbride Financial Services Inc.Apr 5, 2019 · RIA to a state-registered adviser
- Daniel Clark Blakey to Broadside WealthFeb 22, 2019 · RIA to a newly registered adviser
Joined, latest
- Michael Anthony Sanchez from LidoJul 14, 2025 · RIA to RIA
- Theodore Michael Steelman from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 13, 2023 · Wirehouse to independent RIA
- Scott Adam Wilson from Forbes Investment ManagementNov 10, 2023 · Other
- Lowell Mccarthy from Fsc Securities CorporationNov 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- Steven David Karkenny from Alliance Advisory & Securities, LLCOct 7, 2022 · RIA to RIA
- Taylor Christian Snider from Centaurus Financial, Inc.Jan 7, 2021 · Affiliated broker-dealer or bank to independent RIA
- Reid Satoru Sakata Kitagawa from Morgan StanleyJan 28, 2020 · Wirehouse to independent RIA
- Michael David Josiah Van Putten from D.A. Davidson & Co.May 8, 2019 · RIA to RIA
- Daniels Petera Dels Voyteshonock from Morgan StanleySep 6, 2017 · Other
- Erik C Bloomfeldt from Regal Investment Advisors LLCMar 3, 2015 · Other
- Andrew James Mescon from UBS Financial Services Inc.Jun 3, 2013 · Other
- Marc Lawrence Delphine from Transamerica Financial Advisors, LLCJan 24, 2013 · Other
- Jason Bowden Mckinney from Morgan StanleyJul 5, 2011 · Other
- Deann Nichole Cross from Zevenbergen Capital Investments LLCAug 2, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ryan Kristofer Gray · Principalcontrolsince 08/2004 · owns 75% or more
- Adam Scott Wilson · Chief Finance Officercontrolsince 04/2020 · owns less than 5%
- Jhaleh Sarah Archer · Chief Investment Officersince 09/2013 · owns less than 5%
- Nichole Deann Cross · Chief Compliance Officer & Chief Operating Officersince 09/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jackson, Wy · principal | 10 | 0 | 2 | ||
| Malibu, Ca | 4 | 0 | 1 | ||
| Bellevue, Wa | 3 | 0 | 0 | ||
| Sacramento, Ca | 2 | 0 | 0 | ||
| St Augustine, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Malibu, CA5 employees
- Costa Mesa, CA2 employees
- Bellevue, WA1 employees
- Bozeman, MT1 employees
- Jackson, WY1 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 27, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $680,078,217 to $868,063,249, advisors 20 to 13, private clients 1591 to 1209, offices 6 to 5 (2025-04-02 to 2026-03-27)peers: independent wealth managers, $500M to $1B (1,483)
- business activity changedChange between filings · filing Mar 27, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-04-02, yes on the filing of 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- advisor count dropChange between filings · filing Mar 27, 2026advisory representatives (Item 5.B.3) moved from 20.0 to 13.0 (-35.0%) between the annual amendments of 2025-04-02 and 2026-03-27; the peer median change was 0.0% (795 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 1.5% percentile
What changed
consecutive filings, newest first
- Accounts · 1,825 to 1,443Apr 2, 2025 to Mar 27, 2026
- Advisory employees · 20 to 0Apr 2, 2025 to Mar 27, 2026
- Advisory activities · 6 to 7Apr 2, 2025 to Mar 27, 2026
- Charity clients · 5 to 7Apr 2, 2025 to Mar 27, 2026
- Corporate clients · 23 to 28Apr 2, 2025 to Mar 27, 2026
- HNW clients · 267 to 164Apr 2, 2025 to Mar 27, 2026
- Individual clients · 1,324 to 1,045Apr 2, 2025 to Mar 27, 2026
- Assets in custody · $13.4M to $3.2MApr 2, 2025 to Mar 27, 2026
- Employees · 22 to 21Apr 2, 2025 to Mar 27, 2026
- State-registered IARs · 20 to 13Apr 2, 2025 to Mar 27, 2026
- Other offices · 6 to 5Apr 2, 2025 to Mar 27, 2026
- Discretionary RAUM · $564M to $686MApr 2, 2025 to Mar 27, 2026
- HNW RAUM · $339M to $399MApr 2, 2025 to Mar 27, 2026
- Individual RAUM · $155M to $202MApr 2, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $116M to $182MApr 2, 2025 to Mar 27, 2026
- Pension RAUM · $131M to $197MApr 2, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $27.5M to $31.6MApr 2, 2025 to Mar 27, 2026
- RAUM · $680M to $868MApr 2, 2025 to Mar 27, 2026
- Accounts · 1,629 to 1,825Dec 26, 2024 to Apr 2, 2025
- Advisory employees · 18 to 20Dec 26, 2024 to Apr 2, 2025
- Corporate clients · 24 to 23Dec 26, 2024 to Apr 2, 2025
- HNW clients · 217 to 267Dec 26, 2024 to Apr 2, 2025
- Individual clients · 1,193 to 1,324Dec 26, 2024 to Apr 2, 2025
- Pension plan clients · 189 to 205Dec 26, 2024 to Apr 2, 2025
- Assets in custody · $10.3M to $13.4MDec 26, 2024 to Apr 2, 2025
- Employees · 21 to 22Dec 26, 2024 to Apr 2, 2025
- Financial planning clients · More than 500 to More than 500Dec 26, 2024 to Apr 2, 2025
- HQ city · CHEYENNE to JACKSONDec 26, 2024 to Apr 2, 2025
- State-registered IARs · 18 to 20Dec 26, 2024 to Apr 2, 2025
- Discretionary RAUM · $451M to $564MDec 26, 2024 to Apr 2, 2025
- HNW RAUM · $250M to $339MDec 26, 2024 to Apr 2, 2025
- Individual RAUM · $134M to $155MDec 26, 2024 to Apr 2, 2025
- Non-discretionary RAUM · $98.2M to $116MDec 26, 2024 to Apr 2, 2025
- Pension RAUM · $112M to $131MDec 26, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $23.3M to $27.5MDec 26, 2024 to Apr 2, 2025
- RAUM · $549M to $680MDec 26, 2024 to Apr 2, 2025
- Other offices · 7 to 6Mar 26, 2024 to Dec 26, 2024
- Accounts · 1,469 to 1,629Apr 21, 2023 to Mar 26, 2024
- Advisory activities · 5 to 6Apr 21, 2023 to Mar 26, 2024
- Corporate clients · 21 to 24Apr 21, 2023 to Mar 26, 2024
Signals
11 dated events
- Sarah Jhaleh Archer left Integrity Financial Corporation for Vincimus Capital, Llc (registered 2026-05-07)Apr 13, 2026 · Advisor changed firm · fact
- Integrity Financial Corporation reported RAUM $868.1M, up 28% from $680.1M (2025-04-02 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Taylor Christian Snider left Integrity Financial Corporation for Kanan Advisors (registered 2025-11-17)Sep 29, 2025 · Advisor changed firm · fact
- Steven David Karkenny left Integrity Financial Corporation for Kanan Advisors (registered 2025-09-30)Sep 29, 2025 · Advisor changed firm · fact
- Adam Michael Anschultz left Integrity Financial Corporation for Kanan Advisors (registered 2026-07-28)May 12, 2025 · Advisor changed firm · fact
- Jeremy Daniel Cumbee left Integrity Financial Corporation for Mission Wealth Management, Lp (registered 2025-04-22)Apr 14, 2025 · Advisor changed firm · fact
- Lockwood Pool Holmes left Integrity Financial Corporation for Vincimus Capital, Llc (registered 2022-06-17)Nov 11, 2022 · Advisor changed firm · fact
- Andrew James Mescon left Integrity Financial Corporation for Ballast Rock Private Wealth (registered 2022-11-04)Sep 1, 2022 · Advisor changed firm · fact
- Integrity Financial Corporation reported RAUM $553.3M, up 53% from $360.9M (2021-09-15 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Adam Scott Wilson (Chief Finance Officer) appeared on Schedule A of Integrity Financial CorporationMar 24, 2021 · Control person joined · fact
- Integrity Financial Corporation filed its initial SEC registration (Form ADV)Feb 8, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-858-3010reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-794-4015reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/integrity-financial-corporation_2reportedpublic record, Form ADV, Sep 17, 2026
- Website
- INTEGRITY.FINANCIALreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 8007944015reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- integrity.financial/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- integrity.financial/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026