RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• H••••• K•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 30, 2026 · Boston, Ma
- M••••• S•••••• wirehouseFeb 5, 2026 to Jul 31, 2026 · Middleton, Ma
- M•• S••••••••• L•• no RAUMSep 25, 2023 to Feb 21, 2026 · Boston, Ma
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 31, 2026, registered Jul 30, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- M•• S••••••••• L•• to M••••• S••••••left Feb 21, 2026, registered Feb 5, 2026 (-16 days) · Other
- D•••••• H••••• K••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-07-30)Jul 31, 2026 · Advisor changed firm · fact
- D•••••• H••••• K••••• left M•• S••••••••• L•• for M••••• S•••••• (registered 2026-02-05)Feb 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address