RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• B••••
- M••••• S•••••• wirehouse currentsince Aug 3, 2026 · Palm Beach Gardens, Fl
- R•• C•••••• M••••••• L•• national BDJan 5, 2026 to Aug 14, 2026 · Palm Beach Gardens, Fl
- M••••• S•••••• wirehouseJan 10, 2017 to Jan 7, 2026 · Palm Beach Gardens, Fl
- R•• C•••••• M••••••• L•• to M••••• S••••••left Aug 14, 2026, registered Aug 3, 2026 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•• C•••••• M••••••• L••left Jan 7, 2026, registered Jan 5, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- T••••• J••••• B•••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2026-08-03)Aug 14, 2026 · Advisor changed firm · fact
- T••••• J••••• B•••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-01-05)Jan 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address