DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• R••••••

R•••••• W••••• M••••••••• L••state registeredGreen Bay, WiIA-onlyIAPD 6589939

Feed of 09/14/2026

Also filed as Francisco A R••••••

At current firm

1 y

since Jan 1, 2025

In the industry

10 y

since Jan 28, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• W••••• M••••••••• L•• state registered current
since Jan 1, 2025 · Green Bay, Wi
S•••••••• W••••• M••••••••• former
Feb 2, 2022 to Jun 27, 2022 · Minocqua, Wi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 27, 2019 to Feb 1, 2022 · Green Bay, Wi
E••••• J•••• national BD
Oct 21, 2016 to Mar 28, 2019 · Green Bay, Wi

Moves

a registration end followed by a registration begin elsewhere

S•••••••• W••••• M••••••••• to R•••••• W••••• M••••••••• L••
left Jun 27, 2022, registered Jan 1, 2025 (919 days) · RIA to a state-registered adviser
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• W••••• M•••••••••
left Feb 1, 2022, registered Feb 2, 2022 (1 days) · Wirehouse to independent RIA
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 28, 2019, registered Mar 27, 2019 (-1 days) · Affiliated broker-dealer or bank to wirehouse

Signals

F•••••••• R•••••• left S•••••••• W••••• M••••••••• for R•••••• W••••• M••••••••• L•• (registered 2025-01-01)
Jun 27, 2022 · Advisor changed firm · fact
F•••••••• R•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••••••• W••••• M••••••••• (registered 2022-02-02)
Feb 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address