DFX Intelligence
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Registered advisor
F•••••• E••••• F••••••
Feed of 09/15/2026
Also filed as F•••••• E• F••••••••• F••••••••• E••••• F••••••
At current firm
0 y
since Oct 3, 2025
In the industry
17 y
since May 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 3, 2025 · Wadsworth, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 16, 2025 to Sep 24, 2025 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Sep 24, 2025, registered Oct 3, 2025 (9 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedSep 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address