RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• J••••• L••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 24, 2026 · Jupiter, Fl
- J••• M••••• S••••••••• L•• wirehouseJan 23, 2023 to May 17, 2026 · Palm Beach, Fl
- C••••• A•••••• N••••••• L•• formerJul 31, 2018 to Aug 30, 2018 · Fort Lauderdale, Fl
- U••••• C•••••• F•••••••• A••••••• independent RIAJul 27, 2018 to Jan 31, 2023 · Fort Lauderdale, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jul 20, 2018 · North Palm Beach, Fl
- M•• F•••••••• S•••••••• I••• formerJun 27, 2016 to Mar 25, 2017 · North Palm Beach, Fl
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2026, registered Aug 24, 2026 (99 days) · Wirehouse to wirehouse · moved with a team
- U••••• C•••••• F•••••••• A••••••• to C••••• A•••••• N••••••• L••left Jan 31, 2023, registered Jul 31, 2018 (-1645 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to J••• M••••• S••••••••• L••left Aug 30, 2018, registered Jan 23, 2023 (1607 days) · Affiliated broker-dealer or bank to wirehouse
- M•• I•••••••• S•••••••• L•• to U••••• C•••••• F•••••••• A•••••••left Jul 20, 2018, registered Jul 27, 2018 (7 days) · Affiliated broker-dealer or bank to independent RIA
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- B••••••• J••••• L•••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-24)May 17, 2026 · a•••••• firm change · fact
- B••••••• J••••• L•••••• left U••••• C•••••• F•••••••• A••••••• for C••••• A•••••• N••••••• L•• (registered 2018-07-31)Jan 31, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address