DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Nectarine

No RAUM reportedSan Diego, CaliforniaCRD 327155SEC 801-128604websiteIAPD
Legal name Nectarine Financial, Inc.
Latest filing Aug 3, 2026
First filing on the tape Jul 21, 2023 · 28 filings
SEC status approved since Aug 21, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
28 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$0 as of Aug 3, 2026
Jan 29, 2025$0 then
HNW client RAUM$0 as of Aug 3, 2026
Mar 26, 2024$0 then
State-registered IARs (5.B.3)28 as of Aug 3, 2026
Mar 26, 20241 then
Employees (5.A)29 as of Aug 3, 2026
Mar 26, 20243 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 23 to 28offices 24 to 28
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
111derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived29 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+30%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8817%derived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients
3,210reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
2,601reported
HNW clients
609reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
3,210reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Carla Taylor AdamsCertified Financial PlannerLake Orion, Mi Aug 1, 202318 y3
Madison Nestor SharickCertified Financial Planner, Chartered Financial AnalystMurrysville, Pa Aug 7, 202310 y2
Sara Marianne Richart YoungCertified Financial PlannerCincinnati, Oh Oct 18, 202313 y1
Heather Nicole ComellaCertified Financial PlannerFolsom, Ca Feb 29, 202412 y3
Adam Nicholas ColemanSan Diego, Ca Apr 10, 202417 y1
Mark Christopher Toreja ReyesCertified Financial PlannerEl Segundo, Ca Jan 13, 202513 y2
Devin Patrick WattsCertified Financial PlannerSan Diego, Ca Jan 14, 202512 y2
Lillian Hope IrionCertified Financial PlannerSan Diego, Ca Jan 14, 202519 y3
Arik Kermit PetersonCertified Financial PlannerFort Collins, Co Jan 29, 202524 y2
James Chigungu MwombelaCertified Financial PlannerDurham, Nc Jul 28, 202511 y7
Darci Colleen ZaunmillerCertified Financial PlannerSan Diego, Ca Jan 12, 202620 y3
Kathleen Brittany BoydCertified Financial PlannerSan Diego, Ca Jan 15, 202610 y4
Linda Nmn GrizelyCertified Financial PlannerSan Diego, Ca Jan 15, 202611 y4
Diana Wang LouieSan Diego, Ca Mar 2, 202620 y0
David Scott BartaCertified Financial Planner, Chartered Financial AnalystSan Diego, Ca Mar 3, 202613 y1
Nicholas Gregory KyburzThompsons Station, Tn Mar 3, 202611 y0
Advisor movement
2 left, 5 joined in 12 months
net +3 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 6.9% of current headcount5 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Bryan Jeremy Schneider · Membercontrol
    since 06/2023 · owns 50% to 75%
  • Michael Shane Sideris · Co-Founder, Cco, Membercontrol
    since 06/2023 · owns 25% to 50%
  • Nu Vivi Ton · Member
    since 06/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Diego, Ca · principal2860
Scottsdale, Az200
Clifton Heights, Pa000
Mercer Island, Wa001
Phoenix, Az001
Offices
Schedule D 1.F, the 25 largest
  • Rockville, MD1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 29 to 28
    Jul 24, 2026 to Aug 3, 2026
  • Employees · 30 to 29
    Jul 24, 2026 to Aug 3, 2026
  • State-registered IARs · 29 to 28
    Jul 24, 2026 to Aug 3, 2026
  • Other offices · 29 to 28
    Jul 24, 2026 to Aug 3, 2026
  • Advisory activities · 2 to 3
    May 12, 2026 to Jul 24, 2026
  • Advisory employees · 30 to 29
    Apr 10, 2026 to May 12, 2026
  • Employees · 31 to 30
    Apr 10, 2026 to May 12, 2026
  • State-registered IARs · 30 to 29
    Apr 10, 2026 to May 12, 2026
  • Other offices · 30 to 29
    Apr 10, 2026 to May 12, 2026
  • Advisory employees · 31 to 30
    Mar 5, 2026 to Apr 10, 2026
  • Employees · 32 to 31
    Mar 5, 2026 to Apr 10, 2026
  • State-registered IARs · 31 to 30
    Mar 5, 2026 to Apr 10, 2026
  • Other offices · 31 to 30
    Mar 5, 2026 to Apr 10, 2026
  • Advisory employees · 28 to 31
    Feb 2, 2026 to Mar 5, 2026
  • HNW clients · 17 to 609
    Feb 2, 2026 to Mar 5, 2026
  • Individual clients · 19 to 2,601
    Feb 2, 2026 to Mar 5, 2026
  • Employees · 30 to 32
    Feb 2, 2026 to Mar 5, 2026
  • Insurance-licensed employees · 19 to 18
    Feb 2, 2026 to Mar 5, 2026
  • State-registered IARs · 28 to 31
    Feb 2, 2026 to Mar 5, 2026
  • Other offices · 29 to 31
    Feb 2, 2026 to Mar 5, 2026
  • Advisory employees · 23 to 28
    Sep 12, 2025 to Feb 2, 2026
  • Employees · 25 to 30
    Sep 12, 2025 to Feb 2, 2026
  • State-registered IARs · 23 to 28
    Sep 12, 2025 to Feb 2, 2026
  • Other offices · 24 to 29
    Sep 12, 2025 to Feb 2, 2026
  • Advisory employees · 22 to 23
    May 8, 2025 to Jul 28, 2025
  • BD registered reps · 0 to 1
    May 8, 2025 to Jul 28, 2025
  • Employees · 24 to 25
    May 8, 2025 to Jul 28, 2025
  • Financial planning clients · More than 500 to More than 500
    May 8, 2025 to Jul 28, 2025
  • State-registered IARs · 22 to 23
    May 8, 2025 to Jul 28, 2025
  • Other offices · 23 to 24
    May 8, 2025 to Jul 28, 2025
  • Advisory employees · 23 to 22
    Apr 14, 2025 to May 8, 2025
  • Employees · 25 to 24
    Apr 14, 2025 to May 8, 2025
  • Insurance-licensed employees · 20 to 19
    Apr 14, 2025 to May 8, 2025
  • State-registered IARs · 23 to 22
    Apr 14, 2025 to May 8, 2025
  • Other offices · 24 to 23
    Apr 14, 2025 to May 8, 2025
  • Advisory employees · 25 to 23
    Mar 4, 2025 to Apr 14, 2025
  • Employees · 27 to 25
    Mar 4, 2025 to Apr 14, 2025
  • Insurance-licensed employees · 21 to 20
    Mar 4, 2025 to Apr 14, 2025
  • State-registered IARs · 25 to 23
    Mar 4, 2025 to Apr 14, 2025
  • Other offices · 26 to 24
    Mar 4, 2025 to Apr 14, 2025
Signals
11 dated events
  • Cristina Perez left Nectarine for Mindful Millions Management Pllc (registered 2025-03-13)
    Aug 3, 2026 · Advisor changed firm · fact
  • Matthew Thomas Gray left Nectarine for Coldstream Wealth Management (registered 2026-06-01)
    May 12, 2026 · Advisor changed firm · fact
  • Nectarine reported 29 offices beyond its principal office, up from 24 (2025-09-12 to 2026-02-02)
    Feb 2, 2026 · Office count change · derived
  • Kimberly Ann Houston left Nectarine for Innermost Wealth Management, Llc (registered 2025-07-09)
    May 8, 2025 · Advisor changed firm · fact
  • Ryan Joseph Langan left Nectarine for Smartpath Advisors (registered 2024-04-05)
    Apr 14, 2025 · Advisor changed firm · fact
  • Autumn Jean Knutson no longer registered at Nectarine; no later IA registration on IAPD
    Mar 19, 2025 · Advisor departure · fact
  • Nectarine reported 25 offices beyond its principal office, up from 18 (2024-12-02 to 2025-01-29)
    Jan 29, 2025 · Office count change · derived
  • David Robert Seufer left Nectarine for Triad Wealth Partners, Llc (registered 2024-11-21)
    Nov 22, 2024 · Advisor changed firm · fact
  • Nectarine reported 18 state-registered advisory representatives, up from 6 (2024-04-09 to 2024-04-19)
    Apr 19, 2024 · Advisor headcount change · derived
  • Nectarine reported 17 offices beyond its principal office, up from 1 (2024-03-26 to 2024-04-08)
    Apr 8, 2024 · Office count change · derived
  • Nectarine filed its initial SEC registration (Form ADV)
    Jul 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
hellonectarine.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(858) 779-0115reportedpublic record, Form ADV, Aug 3, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026