DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jordan Timothy Smith
Feed of 09/14/2026
Also filed as Jordan T Smith
At current firm
2 y
since Feb 2, 2024
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Feb 2, 2024 · Tampa, Fl
- Darwin Wealth Management independent RIAApr 4, 2023 to Feb 21, 2024 · Tampa, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 22, 2016 to Apr 6, 2023 · Temple Terrace, Fl
Moves
a registration end followed by a registration begin elsewhere
- Darwin Wealth Management to Raymond James Financial Services Advisors, Incleft Feb 21, 2024, registered Feb 2, 2024 (-19 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Darwin Wealth Managementleft Apr 6, 2023, registered Apr 4, 2023 (-2 days) · Wirehouse to independent RIA
Signals
- Jordan Timothy Smith left Darwin Wealth Management for Raymond James Financial Services Advisors, Inc (registered 2024-02-02)Feb 21, 2024 · Advisor changed firm · fact
- Jordan Timothy Smith left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Darwin Wealth Management (registered 2023-04-04)Apr 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address