DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brent Wayne Derossett
Feed of 09/15/2026
At current firm
2 y
since Jan 2, 2024
In the industry
12 y
since Dec 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Saxony Capital Management, LLC independent RIA currentsince Jan 2, 2024 · Branson, Mo
- On Investment Management Co BD affiliatedJan 13, 2020 to Dec 31, 2023 · Branson, Mo
- Saxony Capital Management, LLC independent RIAJan 13, 2016 to Dec 31, 2019 · Ozark, Mo
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to Saxony Capital Management, LLCleft Dec 31, 2023, registered Jan 2, 2024 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Saxony Capital Management, LLC to On Investment Management Coleft Dec 31, 2019, registered Jan 13, 2020 (13 days) · RIA to affiliated broker-dealer or bank
Signals
- Brent Wayne Derossett left On Investment Management Co for Saxony Capital Management, Llc (registered 2024-01-02)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address