RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D•••• M•••••
- I•••• F•••••••• P••••••• state registered currentsince Nov 21, 2025 · Oklahoma City, Ok
- R•••• A•••••••• L•• independent RIANov 4, 2024 to Aug 4, 2025 · Mclean, Va
- S•••••••• F•••••••• P•••••••• I••• independent RIAJan 16, 2016 to Oct 25, 2024 · Plano, Tx
- R•••• A•••••••• L•• to I•••• F•••••••• P•••••••left Aug 4, 2025, registered Nov 21, 2025 (109 days) · RIA to a state-registered adviser
- S•••••••• F•••••••• P•••••••• I••• to R•••• A•••••••• L••left Oct 25, 2024, registered Nov 4, 2024 (10 days) · RIA to RIA
- J••••• D•••• M••••• left R•••• A•••••••• L•• for I•••• F•••••••• P••••••• (registered 2025-11-21)Aug 4, 2025 · Advisor changed firm · fact
- J••••• D•••• M••••• left S•••••••• F•••••••• P•••••••• I••• for R•••• A•••••••• L•• (registered 2024-11-04)Oct 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address