DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Allegheny Investments

Independent wealth managerPittsburgh, PennsylvaniaCRD 7597SEC 801-57662websiteIAPD
Latest filing May 15, 2026
First filing on the tape Mar 28, 2012 · 27 filings
SEC status approved since Jun 2, 2000
RAUM
$742M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$643M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$53.0M
derived; firm RAUM over IAPD count
Employees
21
14 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$742M as of May 15, 2026
Mar 28, 2012$3.0B then
HNW client RAUM$367M as of May 15, 2026
Mar 29, 2018$177M then
State-registered IARs (5.B.3)14 as of May 15, 2026
Mar 28, 20120 then
Employees (5.A)21 as of May 15, 2026
Apr 1, 201396 then
Private funds: 6
RAUM +17% over the last fiscal year+3.2% a year over threeIARs 13 to 14
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$53.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
97derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$227,574derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.3derived11 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+7.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Financial planning clients
1,410reportedItem 5.H
Wrap fee program
$742MreportedItem 5.I
Custody
$15.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$367M49%
  • Individuals$276M37%
  • Charitable organizations$71.4M9.6%
  • Pension and profit-sharing plans$21.3M2.9%
  • Corporations and businesses$6.0M0.8%
Individual clients
1,185reported
HNW clients
175reported
Pension plan clients
12reported
Charitable clients
55reported
Accounts
3,261reported
Financial planning clients
1,410reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$15.0M for 1 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.87 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
James Franklin AlexanderCertified Financial Planner, Personal Financial SpecialistPittsburgh, PaOct 17, 200126 y0
Rhylie Ann Rearick OchsCertified Financial PlannerPittsburgh, PaMar 21, 200722 y1
David George FaithCertified Financial PlannerPittsburgh, PaMar 30, 200730 y0
Britt Richard CampbellCertified Financial PlannerPittsburgh, Pa Mar 30, 200745 y0
Joseph Frederick HooverPittsburgh, PaJan 14, 200842 y0
Donald Andrew ImlerSelinsgrove, Pa Jan 15, 200835 y0
Virginia Louise O'DonnellPittsburgh, Pa Apr 7, 200823 y0
David Hugh RearickPittsburgh, PaApr 7, 200841 y0
Jason Michael BolenCertified Financial PlannerPittsburgh, PaJan 5, 201713 y0
Bryan David HooverCertified Financial PlannerPittsburgh, PaMar 31, 201719 y2
Jason D BendikPittsburgh, PaNov 29, 201815 y0
Douglas Otto RudnikSeward, Pa Jul 7, 202032 y0
Robert Alan SpicherPittsburgh, PaJan 1, 202141 y0
Sean Joseph HooverPittsburgh, PaNov 4, 202412 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ralph Samuel Jr Boyd · Directorcontrol
    since 11/2007 · owns 5% to 10%
  • Stephen Turner Hawbaker · Ccocontrol
    since 01/2015 · owns less than 5%
  • Darin Bryce Hawn · Directorcontrol
    since 06/2011 · owns 5% to 10%
  • Brandon James Haynes · Director/ Coo/ Finopcontrol
    since 02/2007 · owns 25% to 50%
  • Rom Steven Hurst · Srop/Cropcontrol
    since 03/2004 · owns 5% to 10%
  • David Michael Jeter · Directorcontrol
    since 07/2017 · owns 5% to 10%
  • Jonathan A Kuhn · Director/ President/ Ceocontrol
    since 02/2007 · owns 25% to 50%
  • Stephen Francis Kutlenios · Directorcontrol
    since 07/2013 · owns 5% to 10%
  • Mark Angelo Manetti · Directorcontrol
    since 07/2015 · owns less than 5%
  • Michael Anthony Montileone · Directorcontrol
    since 11/2007 · owns 5% to 10%
  • Jennifer Susan Schrauder · Directorcontrol
    since 02/2007 · owns 5% to 10%
Related persons
Schedule D 7.A
  • Afg Advisory, LP
    pooled vehicle sponsorn
  • Afg Realty Advisors, LP
    pooled vehicle sponsorn
  • Allegheny Financial Group
    investment advisernRAUM $5.6B
  • James F. Alexander
    insurancen
  • Jason Bendik
    insurancen
  • Robert Spicher
    insurancen
  • Thomas Pandolph
    insurancen
Advisers that list Allegheny Investments as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Pittsburgh, Pa · principal1400
Leland, Nc000
Wexford, Pa000
Beaver Falls, Pa000
Allison Park, Pa000
Offices
Schedule D 1.F, the 25 largest
  • Coraopolis, PA2 employees
  • , 2 employees
  • Coraopolis, PA2 employees
  • Kittanning, PA1 employees
  • , 1 employees
  • Morgantown, WV1 employees
  • Chardon, OH1 employees
What changed
consecutive filings, newest first
  • Accounts · 2,990 to 3,261
    Apr 1, 2025 to Mar 31, 2026
  • Advisory employees · 13 to 14
    Apr 1, 2025 to Mar 31, 2026
  • Charity clients · 42 to 55
    Apr 1, 2025 to Mar 31, 2026
  • HNW clients · 135 to 175
    Apr 1, 2025 to Mar 31, 2026
  • Individual clients · 1,167 to 1,185
    Apr 1, 2025 to Mar 31, 2026
  • Assets in custody · $13.6M to $15.0M
    Apr 1, 2025 to Mar 31, 2026
  • Employees · 20 to 21
    Apr 1, 2025 to Mar 31, 2026
  • Financial planning clients · 251-500 to More than 500
    Apr 1, 2025 to Mar 31, 2026
  • State-registered IARs · 13 to 14
    Apr 1, 2025 to Mar 31, 2026
  • Discretionary RAUM · $631M to $739M
    Apr 1, 2025 to Mar 31, 2026
  • HNW RAUM · $280M to $367M
    Apr 1, 2025 to Mar 31, 2026
  • Individual RAUM · $271M to $276M
    Apr 1, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $2.6M to $2.7M
    Apr 1, 2025 to Mar 31, 2026
  • Pension RAUM · $9.7M to $21.3M
    Apr 1, 2025 to Mar 31, 2026
  • RAUM · $634M to $742M
    Apr 1, 2025 to Mar 31, 2026
  • Accounts · 2,199 to 2,990
    Oct 4, 2024 to Apr 1, 2025
  • Advisory employees · 49 to 13
    Oct 4, 2024 to Apr 1, 2025
  • BD registered reps · 74 to 0
    Oct 4, 2024 to Apr 1, 2025
  • Business name · ALLEGHENY INVESTMENTS, LTD. to ALLEGHENY INVESTMENTS
    Oct 4, 2024 to Apr 1, 2025
  • Charity clients · 27 to 42
    Oct 4, 2024 to Apr 1, 2025
  • HNW clients · 116 to 135
    Oct 4, 2024 to Apr 1, 2025
  • Individual clients · 819 to 1,167
    Oct 4, 2024 to Apr 1, 2025
  • Pension plan clients · 6 to 12
    Oct 4, 2024 to Apr 1, 2025
  • Assets in custody · $12.2M to $13.6M
    Oct 4, 2024 to Apr 1, 2025
  • Employees · 81 to 20
    Oct 4, 2024 to Apr 1, 2025
  • Insurance-licensed employees · 27 to 0
    Oct 4, 2024 to Apr 1, 2025
  • Financial planning clients · 251-500 to 251-500
    Oct 4, 2024 to Apr 1, 2025
  • State-registered IARs · 40 to 13
    Oct 4, 2024 to Apr 1, 2025
  • Legal name · ALLEGHENY INVESTMENTS, LTD. to ALLEGHENY INVESTMENTS
    Oct 4, 2024 to Apr 1, 2025
  • Other offices · 12 to 10
    Oct 4, 2024 to Apr 1, 2025
  • Organization form · Corporation to Limited Liability Company
    Oct 4, 2024 to Apr 1, 2025
  • Discretionary RAUM · $443M to $631M
    Oct 4, 2024 to Apr 1, 2025
  • HNW RAUM · $240M to $280M
    Oct 4, 2024 to Apr 1, 2025
  • Individual RAUM · $223M to $271M
    Oct 4, 2024 to Apr 1, 2025
  • Non-discretionary RAUM · $86.8M to $2.6M
    Oct 4, 2024 to Apr 1, 2025
  • Pension RAUM · $5.5M to $9.7M
    Oct 4, 2024 to Apr 1, 2025
  • RAUM · $530M to $634M
    Oct 4, 2024 to Apr 1, 2025
  • Accounts · 2,948 to 2,199
    Mar 31, 2023 to Mar 30, 2024
  • Advisory employees · 55 to 49
    Mar 31, 2023 to Mar 30, 2024
  • BD registered reps · 85 to 74
    Mar 31, 2023 to Mar 30, 2024
Signals
24 dated events
  • Allegheny Investments reported 13 state-registered advisory representatives, down from 40 (2024-10-04 to 2025-04-01)
    Apr 1, 2025 · Advisor headcount change · derived
  • Rom Steven Hurst no longer registered at Allegheny Investments; no later IA registration on IAPD
    Dec 31, 2024 · Advisor departure · fact
  • Michael Anthony Montileone no longer registered at Allegheny Investments; no later IA registration on IAPD
    Dec 31, 2024 · Advisor departure · fact
  • Brandon James Haynes no longer registered at Allegheny Investments; no later IA registration on IAPD
    Dec 31, 2024 · Advisor departure · fact
  • Jonathan A Kuhn no longer registered at Allegheny Investments; no later IA registration on IAPD
    Dec 31, 2024 · Advisor departure · fact
  • Allegheny Investments's advisors moved to Allegheny Financial Group (Pittsburgh, PA): 24 of 42 registered, on the same day
    Dec 31, 2024 · Firm absorbed (people side) · derived
  • Mark Angelo Manetti left Allegheny Investments for Farther (registered 2024-12-19)
    Dec 16, 2024 · Advisor changed firm · fact
  • 2 advisors left Allegheny Financial Group (Pittsburgh, PA) for Allegheny Investments within 4 days
    Dec 16, 2024 · Team lift-out · derived
  • Richard Kevin Guernsey left Allegheny Investments for Cambridge Investment Research Advisors, Inc. (registered 2024-07-01)
    Jul 1, 2024 · Advisor changed firm · fact
  • Christopher Mitchell Oneill left Allegheny Investments for Cetera Investment Advisers Llc (registered 2024-07-15)
    Jun 4, 2024 · Advisor changed firm · fact
  • Mitchell Robert O'Neill left Allegheny Investments for Cetera Investment Advisers Llc (registered 2024-06-04)
    Jun 4, 2024 · Advisor changed firm · fact
  • Allegheny Investments reported 40 state-registered advisory representatives, down from 55 (2023-03-31 to 2024-03-30)
    Mar 30, 2024 · Advisor headcount change · derived
  • Jeffrey David Markanich left Allegheny Investments for Cambridge Investment Research Advisors, Inc. (registered 2023-10-12)
    Oct 19, 2023 · Advisor changed firm · fact
  • Nicholas Lewandowski left Allegheny Investments for True Wealth Design, Llc (registered 2024-03-21)
    Sep 27, 2023 · Advisor changed firm · fact
  • Edward Anthony Maruca left Allegheny Investments for Lpl Financial Llc (registered 2023-06-14)
    Jun 15, 2023 · Advisor changed firm · fact
  • Michael Tatarko left Allegheny Investments for Lpl Financial Llc (registered 2023-06-14)
    Jun 15, 2023 · Advisor changed firm · fact
  • Robert R. Maruca left Allegheny Investments for Lpl Financial Llc (registered 2023-06-14)
    Jun 15, 2023 · Advisor changed firm · fact
  • Edward Anthony Maruca left Allegheny Investments for Lpl Financial Llc (registered 2023-06-14)
    Jun 15, 2023 · Advisor changed firm · fact
  • 4 advisors left Allegheny Investments (Pittsburgh, PA) for LPL Financial LLC on the same day
    Jun 15, 2023 · Team lift-out · derived
  • Allegheny Investments reported 15 offices beyond its principal office, up from 4 (2022-08-10 to 2023-03-31)
    Mar 31, 2023 · Office count change · derived
  • Allegheny Investments reported RAUM $711.9M, up 31% from $542.5M (2021-05-12 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • James Joseph Browne (Director) no longer on Schedule A of Allegheny Investments (listed 2021-05-12, absent 2022-03-31)
    Mar 31, 2022 · Control person left · inference
  • Raymond Louis Schutzman (Director) no longer on Schedule A of Allegheny Investments (listed 2021-05-12, absent 2022-03-31)
    Mar 31, 2022 · Control person left · inference
  • Brian Matthew Cartier left Allegheny Investments for Osaic Advisory Services, Llc (registered 2022-02-14)
    Jan 14, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@alleghenyfinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone
412-367-3880reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
800-899-3880reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/allegheny-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
Website
ALLEGHENYFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
412-367-3880reportedpublic record, Form ADV, May 15, 2026
Contact form
alleghenyfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$53.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Allegheny Investments is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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