RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J•••• C••••••
- H••••••• C•••••• independent RIA currentsince Aug 26, 2019 · Columbus, Oh
- W••••••••• A••••••• formerSep 14, 2018 to Aug 16, 2019 · Columbus, Oh
- H••••• P•••••••• L•• formerAug 9, 2017 to Aug 23, 2018 · Columbus, Oh
- M••••• S•••••• wirehouseJun 16, 2016 to Jun 27, 2017 · Columbus, Oh
- W••••••••• A••••••• to H••••••• C••••••left Aug 16, 2019, registered Aug 26, 2019 (10 days) · RIA to RIA
- H••••• P•••••••• L•• to W••••••••• A•••••••left Aug 23, 2018, registered Sep 14, 2018 (22 days) · Other · moved with a team
- M••••• S•••••• to H••••• P•••••••• L••left Jun 27, 2017, registered Aug 9, 2017 (43 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address