DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam Lundy

U.S. Bancorp Advisors, LLCBD affiliatedColumbus, Oh dual registrantIAPD 6609195

Feed of 09/14/2026

Also filed as Adam James Lundy

At current firm

0 y

since Jul 14, 2026

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Jul 14, 2026 · Plain City, Oh
Huntington Financial Advisors BD affiliated
Aug 9, 2023 to Jul 17, 2026 · Columbus, Oh
U.S. Bancorp Investments, Inc. former
Jan 14, 2022 to Aug 4, 2023 · Columbus, Oh
Huntington Financial Advisors BD affiliated
Nov 21, 2017 to Jan 27, 2022 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Huntington Financial Advisors to U.S. Bancorp Advisors, LLC
left Jul 17, 2026, registered Jul 14, 2026 (-3 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to Huntington Financial Advisors
left Aug 4, 2023, registered Aug 9, 2023 (5 days) · Affiliated broker-dealer or bank to another
Huntington Financial Advisors to U.S. Bancorp Investments, Inc.
left Jan 27, 2022, registered Jan 14, 2022 (-13 days) · Affiliated broker-dealer or bank to another

Signals

Adam Lundy left Huntington Financial Advisors for U.S. Bancorp Advisors, Llc (registered 2026-07-14)
Jul 17, 2026 · Advisor changed firm · fact
Adam Lundy left U.S. Bancorp Investments, Inc. for Huntington Financial Advisors (registered 2023-08-09)
Aug 4, 2023 · Advisor changed firm · fact
Adam Lundy left Huntington Financial Advisors for U.S. Bancorp Investments, Inc. (registered 2022-01-14)
Jan 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address