DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marcel John Kelley

Foundations Investment Advisors LLCindependent RIAPhoenix, Az IA-onlyIAPD 6609960

Feed of 09/15/2026

At current firm

0 y

since Jan 9, 2026

In the industry

18 y

since May 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Foundations Investment Advisors LLC independent RIA current
since Feb 6, 2026 · Phoenix, Az
Alloy Investment Management state registered current
since Jan 9, 2026 · Greenville, Sc
Oak Harvest Investment Services independent RIA
Jan 19, 2024 to Jan 7, 2026 · Houston, Tx
Ae Wealth Management, LLC BD affiliated
Jun 14, 2022 to Jan 2, 2024 · Metairie, La
Ameriprise Financial Services, LLC national BD
Oct 10, 2017 to Apr 29, 2022 · Destrehan, La

Moves

a registration end followed by a registration begin elsewhere

Oak Harvest Investment Services to Alloy Investment Management
left Jan 7, 2026, registered Jan 9, 2026 (2 days) · RIA to a state-registered adviser
Ae Wealth Management, LLC to Oak Harvest Investment Services
left Jan 2, 2024, registered Jan 19, 2024 (17 days) · Affiliated broker-dealer or bank to independent RIA
Ameriprise Financial Services, LLC to Ae Wealth Management, LLC
left Apr 29, 2022, registered Jun 14, 2022 (46 days) · Affiliated broker-dealer or bank to another

Signals

Marcel John Kelley left Oak Harvest Investment Services for Alloy Investment Management (registered 2026-01-09)
Jan 7, 2026 · Advisor changed firm · fact
Marcel John Kelley left Ae Wealth Management, Llc for Oak Harvest Investment Services (registered 2024-01-19)
Jan 2, 2024 · Advisor changed firm · fact
Marcel John Kelley left Ameriprise Financial Services, Llc for Ae Wealth Management, Llc (registered 2022-06-14)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address