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RIA Intelligence
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Registered advisor
R••••• S••••
Feed of 09/15/2026
Also filed as R••••• Power
At current firm
1 y
since Dec 18, 2024
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Dec 18, 2024 · Princeton, Tx
- L•• E••••••••• L•• BD affiliatedAug 28, 2024 to Nov 20, 2024 · Fort Mill, Sc
- O•••• W•••••• I••• BD affiliatedAug 8, 2023 to Apr 1, 2024 · Scottsdale, Az
- T••••••• I••••••••• M••••••••• I••• BD affiliatedSep 22, 2020 to Aug 9, 2023 · Overland Park, Ks
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 22, 2017 to Oct 9, 2018 · Chesterfield, Mo
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 31, 2016 to Mar 13, 2017 · St Charles, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• E••••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Nov 20, 2024, registered Dec 18, 2024 (28 days) · Other
- O•••• W•••••• I••• to L•• E••••••••• L••left Apr 1, 2024, registered Aug 28, 2024 (149 days) · Affiliated broker-dealer or bank to a newly registered adviser
- T••••••• I••••••••• M••••••••• I••• to O•••• W•••••• I•••left Aug 9, 2023, registered Aug 8, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Oct 9, 2018, registered Sep 22, 2020 (714 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 13, 2017, registered Aug 22, 2017 (162 days) · Other
Signals
- R••••• S•••• left L•• E••••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-12-18)Nov 20, 2024 · Advisor changed firm · fact
- R••••• S•••• left O•••• W•••••• I••• for L•• E••••••••• L•• (registered 2024-08-28)Apr 1, 2024 · Advisor changed firm · fact
- R••••• S•••• left T••••••• I••••••••• M••••••••• I••• for O•••• W•••••• I••• (registered 2023-08-08)Aug 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address