DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B•••

C••••• I••••••••• A••••••• L••BD affiliatedStafford, Txdual registrantIAPD 6617932

Personal Financial Specialist

Feed of 09/14/2026

Also filed as J••• B•••

At current firm

1 y

since Sep 5, 2025

In the industry

18 y

since Sep 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Stafford, Tx
A•••••• A••••••• S••••••• former
Aug 22, 2024 to Sep 5, 2025 · Stafford, Tx
P•••••••• S••••••••• I••• BD affiliated
May 3, 2022 to Jun 12, 2024 · Sugar Land, Tx
W••••••• F•••••••• S••••••• unclassified
May 2, 2017 to Apr 20, 2022 · Sugar Land, Tx

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
P•••••••• S••••••••• I••• to A•••••• A••••••• S•••••••
left Jun 12, 2024, registered Aug 22, 2024 (71 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S••••••• to P•••••••• S••••••••• I•••
left Apr 20, 2022, registered May 3, 2022 (13 days) · Other

Signals

J••• B••• left P•••••••• S••••••••• I••• for A•••••• A••••••• S••••••• (registered 2024-08-22)
Jun 12, 2024 · Advisor changed firm · fact
J••• B••• left W••••••• F•••••••• S••••••• for P•••••••• S••••••••• I••• (registered 2022-05-03)
Apr 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address