RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• J••• D•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 14, 2026 · Roseville, Ca
- L•• F•••••••• L•• BD affiliatedJul 10, 2025 to Sep 11, 2026 · Roseville, Ca
- N••• F•••••••• G••••• I••• formerNov 13, 2020 to Jul 10, 2025 · Sacramento, Ca
- P•••••••• S••••••••• I••• BD affiliatedJan 2, 2019 to Nov 25, 2020 · Fresno, Ca
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 11, 2026, registered Aug 14, 2026 (-28 days) · corporate re-registration, not a move · moved with a team
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to N••• F•••••••• G••••• I•••left Nov 25, 2020, registered Nov 13, 2020 (-12 days) · Affiliated broker-dealer or bank to another
- R••• J••• D••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-08-14)Sep 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address