DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•• E•••••••• M••••••

U••• B•••••• A•••••••• L••BD affiliatedCitrus Heights, Ca dual registrantIAPD 6619801

Feed of 09/15/2026

Also filed as Luu E•••••••• Pitkonen

At current firm

1 y

since May 29, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since May 29, 2025 · Sacramento, Ca
J••• M••••• S••••••••• L•• wirehouse
Jul 14, 2023 to May 28, 2025 · Granite Bay, Ca
U••• B•••••• I••••••••• I••• former
Nov 1, 2019 to Nov 10, 2022 · Spokane, Wa

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to U••• B•••••• A•••••••• L••
left May 28, 2025, registered May 29, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U••• B•••••• I••••••••• I••• to J••• M••••• S••••••••• L••
left Nov 10, 2022, registered Jul 14, 2023 (246 days) · Affiliated broker-dealer or bank to wirehouse

Signals

L•• E•••••••• M•••••• left J••• M••••• S••••••••• L•• for U••• B•••••• A•••••••• L•• (registered 2025-05-29)
May 28, 2025 · Advisor changed firm · fact
L•• E•••••••• M•••••• left U••• B•••••• I••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-07-14)
Nov 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address