DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Nielsen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Timothy Nielsen
At current firm
2 y
since Apr 29, 2024
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Thrivent Investment Management Inc. BD affiliated currentsince Apr 29, 2024 · Saint Louis, Mo
- Moneta Group Investment Advisors, LLC independent RIAFeb 9, 2023 to Apr 25, 2024 · St. Louis, Mo
- Oppenheimer & Co. Inc. BD affiliatedFeb 11, 2019 to Jan 27, 2023 · St. Louis, Mo
- Commerce Brokerage Services, Inc formerJul 12, 2016 to Feb 4, 2019 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- Moneta Group Investment Advisors, LLC to Thrivent Investment Management Inc.left Apr 25, 2024, registered Apr 29, 2024 (4 days) · RIA to affiliated broker-dealer or bank
- Oppenheimer & Co. Inc. to Moneta Group Investment Advisors, LLCleft Jan 27, 2023, registered Feb 9, 2023 (13 days) · Affiliated broker-dealer or bank to independent RIA
- Commerce Brokerage Services, Inc to Oppenheimer & Co. Inc.left Feb 4, 2019, registered Feb 11, 2019 (7 days) · RIA to affiliated broker-dealer or bank
Signals
- Timothy Nielsen left Moneta Group Investment Advisors, Llc for Thrivent Investment Management Inc. (registered 2024-04-29)Apr 25, 2024 · Advisor changed firm · fact
- Timothy Nielsen left Oppenheimer & Co. Inc. for Moneta Group Investment Advisors, Llc (registered 2023-02-09)Jan 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address