RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J• M••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 20, 2023 · Bettendorf, Ia
- N•••••• F•••••••• G••••• I••• independent RIAMay 3, 2018 to Jun 22, 2023 · Bettendorf, Ia
- Q••• C••• I••••••••• C••••• independent RIAFeb 1, 2017 to Apr 24, 2018 · Moline, Il
- N•••••• F•••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 22, 2023, registered Jun 20, 2023 (-2 days) · RIA to affiliated broker-dealer or bank
- Q••• C••• I••••••••• C••••• to N•••••• F•••••••• G••••• I•••left Apr 24, 2018, registered May 3, 2018 (9 days) · RIA to RIA
- C•••••• J• M•••••• left N•••••• F•••••••• G••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-06-20)Jun 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address