RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• L••••••••
- M••••• S•••••• wirehouse currentsince Dec 2, 2025 · Purchase, Ny
- D••••••• S••••••••• L•• independent RIAJul 12, 2021 to Apr 7, 2022 · New York, Ny
- E•••••• C•••••• M••••••••• L•• formerJun 5, 2019 to Jul 19, 2021 · Arlington, Va
- D••••••• S••••••••• L•• to M••••• S••••••left Apr 7, 2022, registered Dec 2, 2025 (1335 days) · RIA to wirehouse
- E•••••• C•••••• M••••••••• L•• to D••••••• S••••••••• L••left Jul 19, 2021, registered Jul 12, 2021 (-7 days) · RIA to RIA
- M•••••• D• L•••••••• left D••••••• S••••••••• L•• for M••••• S•••••• (registered 2025-12-02)Apr 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address