RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• E•••••• S•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Clayton, Mo
- B••••••••• S•••••••• W•••••• L•• formerOct 30, 2020 to Jul 1, 2024 · St Louis, Mo
- G••••••••• F•••••••• A•••••••• L•• formerJan 23, 2019 to Oct 30, 2020 · Chesterfield, Mo
- P••••• F•••••••• S••••••••• L•• unclassifiedMay 30, 2018 to Jan 2, 2019 · O'Fallon, Il
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- G••••••••• F•••••••• A•••••••• L•• to B••••••••• S•••••••• W•••••• L••left Oct 30, 2020, registered Oct 30, 2020 (0 days) · RIA to RIA · moved with a team
- P••••• F•••••••• S••••••••• L•• to G••••••••• F•••••••• A•••••••• L••left Jan 2, 2019, registered Jan 23, 2019 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address