DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kyle Michael Harsha
Feed of 09/15/2026
At current firm
6 y
since Jun 5, 2020
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lexaurum Advisors independent RIA currentsince Jun 5, 2020 · Smithville, Mo
- Rise Retirement, LLC state registeredMay 19, 2020 to Jun 3, 2020 · Lee'S Summit, Mo
- Avantax Advisory Services formerJan 12, 2017 to May 20, 2020 · Topeka, Ks
Moves
a registration end followed by a registration begin elsewhere
- Rise Retirement, LLC to Lexaurum Advisorsleft Jun 3, 2020, registered Jun 5, 2020 (2 days) · Other
- Avantax Advisory Services to Rise Retirement, LLCleft May 20, 2020, registered May 19, 2020 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address