DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• V•••••• F••••

V••••••• A•••••••• I•••BD affiliatedMalvern, Padual registrantIAPD 6626364

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joe F••••

At current firm

0 y

since Sep 19, 2025

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Sep 19, 2025 · Malvern, Pa
B••• M••• T•••• A•••••••• L•• independent RIA
Apr 5, 2024 to Aug 19, 2025 · Philadelphia, Pa
C•••••• S••••• • C••• I••• national BD
Apr 1, 2022 to Apr 12, 2024 · Philadelphia, Pa
S••• F•••••••• G•••• I••• independent RIA
Oct 7, 2021 to Nov 8, 2021 · West Conshohocken, Pa
U•• F•••••••• S••••••• I••• wirehouse
Dec 23, 2020 to Sep 20, 2021 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

B••• M••• T•••• A•••••••• L•• to V••••••• A•••••••• I•••
left Aug 19, 2025, registered Sep 19, 2025 (31 days) · RIA to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to B••• M••• T•••• A•••••••• L••
left Apr 12, 2024, registered Apr 5, 2024 (-7 days) · Affiliated broker-dealer or bank to independent RIA
S••• F•••••••• G•••• I••• to C•••••• S••••• • C••• I•••
left Nov 8, 2021, registered Apr 1, 2022 (144 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to S••• F•••••••• G•••• I•••
left Sep 20, 2021, registered Oct 7, 2021 (17 days) · Wirehouse to independent RIA

Signals

J••••• V•••••• F•••• left B••• M••• T•••• A•••••••• L•• for V••••••• A•••••••• I••• (registered 2025-09-19)
Aug 19, 2025 · Advisor changed firm · fact
J••••• V•••••• F•••• left C•••••• S••••• • C••• I••• for B••• M••• T•••• A•••••••• L•• (registered 2024-04-05)
Apr 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address