DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shaina Buegeler
Feed of 09/14/2026
Also filed as Shaina Denise Buegeler
At current firm
4 y
since May 19, 2022
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Texas Capital Bank Private Wealth Advisors independent RIA currentsince May 19, 2022 · Fort Worth, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 7, 2018 to May 10, 2022 · Dallas, Tx
- Td Ameritrade Investment Management, LLC formerSep 22, 2017 to Aug 10, 2018 · Fort Worth, Tx
- Td Ameritrade, Inc. formerSep 22, 2017 to Aug 10, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Texas Capital Bank Private Wealth Advisorsleft May 10, 2022, registered May 19, 2022 (9 days) · Wirehouse to independent RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Aug 10, 2018, registered Sep 22, 2017 (-322 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 10, 2018, registered Sep 7, 2018 (28 days) · Other
Signals
- Shaina Buegeler left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Texas Capital Bank Private Wealth Advisors (registered 2022-05-19)May 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address