DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Texas Capital Bank Private Wealth Advisors
Legal name Texas Capital Bank Wealth Management Services, Inc.
Latest filing Jun 16, 2026
First filing on the tape Nov 1, 2018 · 45 filings
SEC status approved since Nov 29, 2018
RAUM
$4.2B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
52%
$2.2B individuals and HNW
Advisors
55
registered through the firm on IAPD
RAUM per advisor
$76.2M
derived; firm RAUM over IAPD count
Employees
64
39 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$4.2B as of Jun 16, 2026
Mar 11, 2019$1.1B then
HNW client RAUM$2.2B as of Jun 16, 2026
Mar 11, 2019$1.1B then
State-registered IARs (5.B.3)47 as of Jun 16, 2026
Mar 11, 201916 then
Employees (5.A)64 as of Jun 16, 2026
Mar 11, 201922 then
Private funds: no history
RAUM +25% over the last fiscal year+14% a year over threeIARs 61 to 47
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $76.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 9.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -23%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $3.1BreportedItem 5.I
- Custody
- $115M, 20 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B52%
- Corporations and businesses$1.1B27%
- Banks and thrifts$418M10.0%
- Investment companies$240M5.7%
- Charitable organizations$233M5.6%
- Individual clients
- 0reported
- HNW clients
- 501reported
- Pension plan clients
- 0reported
- Charitable clients
- 58reported
- Accounts
- 2,251reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $115M for 20 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.52 fund_share=0.06 institutional_share=0.06 related_bd=true related_bank=false bd_reps=39.0derived
Advisors registered through the firm
55 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael John KrachChartered Financial Analyst | Houston, Tx | Jan 4, 2019 | 12 y | 1 |
| James Steven OrrChartered Financial Analyst | Dallas, Tx | Jan 4, 2019 | 21 y | 2 |
| David Lee StevensCertified Financial Planner | San Antonio, Tx | Jan 4, 2019 | 18 y | 2 |
| Robert Kelly Ball | Houston, Tx | Jan 4, 2019 | 32 y | 1 |
| Hailee Binet Rutledge | Dallas, Tx | Jul 24, 2019 | 10 y | 0 |
| Gregory Gail Yokum | Dallas, Tx | Jul 10, 2021 | 34 y | 3 |
| Eric Frederic HydenCertified Financial Planner | Dallas, Tx | Sep 1, 2021 | 28 y | 2 |
| Anne Williams Cozad | Dallas, Tx | Jan 31, 2022 | 11 y | 0 |
| Brandon Charles Hassenfratz | Dallas, Tx | Apr 4, 2022 | 14 y | 0 |
| Mitchell Cayman Hubbard | Dallas, Tx | Apr 12, 2022 | 14 y | 0 |
| Shaina Buegeler | Fort Worth, Tx | May 19, 2022 | 10 y | 3 |
| Bradley Scott MayerCertified Financial Planner | Austin, Tx | Jun 13, 2022 | 21 y | 2 |
| Bryan Paul Kucholtz | Dallas, Tx | Jul 4, 2022 | 25 y | 6 |
| David A Sirna | Dallas, Tx | Sep 26, 2022 | 25 y | 6 |
| Mauro Marquez | Dallas, Tx | Oct 3, 2022 | 16 y | 2 |
| Joseph Zorn | Dallas, Tx | Oct 4, 2022 | 31 y | 6 |
| Conlon CashChartered Financial Analyst | Dallas, Tx | Nov 7, 2022 | 11 y | 0 |
| William Robinson Wagner | Dallas, Tx | Dec 6, 2022 | 14 y | 5 |
| Carson Stewart Anderson | Dallas, Tx | Dec 6, 2022 | 19 y | 2 |
| Diego A. PatinoCertified Financial Planner | Houston, Tx | Dec 12, 2022 | 27 y | 5 |
| Hayden Lance Williams | Dallas, Tx | Dec 14, 2022 | 14 y | 0 |
| John Hayden Bryant | Dallas, Tx | Jan 19, 2023 | 13 y | 0 |
| Andrew Steven Plambeck | Dallas, Tx | Jan 30, 2023 | 14 y | 0 |
| Casey Wayne Mason | Dallas, Tx | Jan 31, 2023 | 27 y | 8 |
| Alfonso Paragas Tadeo | Dallas, Tx | Feb 28, 2023 | 32 y | 1 |
| Andrew Scott Pennywell | Dallas, Tx | Apr 18, 2023 | 14 y | 0 |
| Yadira E. Medina | Dallas, Tx | Sep 6, 2023 | 20 y | 0 |
| Henry Walter Fisher | Houston, Tx | Sep 20, 2023 | 10 y | 0 |
| Scott Alexander Ashmore | Houston, Tx | Oct 11, 2023 | 11 y | 0 |
| Brett Whitfield Fenn | Houston, Tx | Nov 2, 2023 | 22 y | 1 |
| Christian Alexander Duaine | Dallas, Tx | Nov 2, 2023 | 14 y | 2 |
| Marc Anthony Dunbar | Dallas, Tx | Nov 16, 2023 | 26 y | 0 |
| Sienna Monet Gomez | Houston, Tx | Jan 23, 2024 | 10 y | 0 |
| Christopher Woods | Dallas, Tx | Apr 19, 2024 | 18 y | 1 |
| Robin Clay Thigpin | Dallas, Tx | May 1, 2024 | 47 y | 5 |
| Mark Frederick Rodgers | Dallas, Tx | May 3, 2024 | 36 y | 3 |
| Nicholas Joseph Armato | Dallas, Tx | Jun 12, 2024 | 12 y | 2 |
| Neal Allen HiettCertified Financial Planner | Dallas, Tx | Jul 16, 2024 | 35 y | 3 |
| Joshua Brett Rollins | Dallas, Tx | Jul 16, 2024 | 10 y | 0 |
| Chelsea Ann Herr | Dallas, Tx | Jul 31, 2024 | 15 y | 0 |
Advisor movement
11 left, 2 joined in 12 months
net -9 in 12 months2 left in 90 days2 joined in 90 daysdeparture rate 20% of current headcount26 left over 36 months
Left, latest
- Chad Allen Stief to Truist Advisory Services, Inc.Sep 10, 2026 · RIA to affiliated broker-dealer or bank
- Hussain Ali Fawaz to 1834 Investment Advisors Co.Jun 24, 2026 · RIA to RIA
- Zachary Kyle Grimes to Lifeworks Advisors, LLCJun 15, 2026 · RIA to RIA
- Collin Mcavoy to Level Four Advisory ServicesJun 2, 2026 · RIA to affiliated broker-dealer or bank
- Mitchell Hansen to UBS Financial Services Inc.Apr 2, 2026 · RIA to wirehouse
- Cullen Turner Coxe to Colonial Trust Advisors, Inc.Mar 16, 2026 · RIA to RIA
- Zach Turner Granberry to Northern Trust Securities, IncMar 6, 2026 · RIA to affiliated broker-dealer or bank
- Brandon J Butler to Morgan StanleyFeb 26, 2026 · RIA to wirehouse
- Joshua Dietz to Schwab Wealth Advisory, Inc.Feb 23, 2026 · Other
- Sonali Mahendra Patel to Prime Capital FinancialFeb 18, 2026 · RIA to RIA
- Luisa Perez to J.P. Morgan Securities LLCOct 17, 2025 · RIA to wirehouse
- Juan Manuel Hernandez to Ameriprise Financial Services, LLCJul 11, 2025 · RIA to affiliated broker-dealer or bank
- David Bugarin to J.P. Morgan Securities LLCJun 27, 2025 · RIA to wirehouse
- Barrett Fitzgerald Jackson to J.P. Morgan Securities LLCJun 17, 2025 · RIA to wirehouse
- Bradford A Hutchins to Charles Schwab & Co., Inc.Jun 10, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Brandon Robert Dinsmore from J.P. Morgan Securities LLCSep 9, 2026 · Wirehouse to independent RIA
- Eric Michael Aplis from Cavanal Hill Investment Management, Inc.Jul 23, 2026 · Other
- James A Wening from J.P. Morgan Securities LLCSep 16, 2025 · Wirehouse to independent RIA
- Beverly Ellen Tittle from Oppenheimer & Co. Inc.Apr 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Barrett Fitzgerald Jackson from J.P. Morgan Securities LLCNov 22, 2024 · Wirehouse to independent RIA
- Blanca Elena Fernandez from Cetera Investment Advisers LLCOct 23, 2024 · Affiliated broker-dealer or bank to independent RIA
- Neal Allen Hiett from Pnc Managed Account Solutions, Inc.Jul 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Hussain Ali Fawaz from Osaic Fa, Inc.Jul 15, 2024 · Other
- Nicholas Joseph Armato from Stifel, Nicolaus & Company, IncorporatedJun 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- Mark Frederick Rodgers from Truist Advisory Services, Inc.May 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- Robin Clay Thigpin from Ameriprise Financial Services, LLCMay 1, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christopher Woods from Wells Fargo AdvisorsApr 19, 2024 · Wirehouse to independent RIA
- Ajay Kumar Gupta from Wells Fargo AdvisorsJan 18, 2024 · Wirehouse to independent RIA
- Brett Whitfield Fenn from Childress Capital Advisors, LLCNov 2, 2023 · RIA to RIA
- Christian Alexander Duaine from Umb Financial Services, Inc.Nov 2, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for J.P. Morgan Securities LLCJun 17, 2025 · Dallas, Tx
- 2 left for Charles Schwab & Co., Inc.Jun 10, 2025 · Fort Worth, Tx
- 8 left for Turtle Creek Wealth Advisors, LLCJun 30, 2022 · Dallas, Tx
- 2 joined from Pnc Managed Account Solutions, Inc.May 7, 2021 · Fort Worth, Tx
- 17 joined from Raymond James Financial Services Advisors, IncDec 31, 2018 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Fullilove James Clingman · Directorcontrolsince 03/2022 · owns less than 5%
- William John Cummings · Directorcontrolsince 03/2022 · owns less than 5%
- H David Lucas · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- John Matthew Scurlock · Directorcontrolsince 03/2022 · owns less than 5%
- Matthew John Scurlock · Directorcontrolsince 03/2022 · owns less than 5%
- Aditya Vivek Misra · Chief Compliance Officersince 03/2025 · owns less than 5%
Entity owners
- Texas Capital Bank · Ownerdirect · owns 75% or more
- Texas Capital Bancshares, Inc. · Ownerindirect · owns 75% or more of Texas Capital Bank · public reporting company
Related persons
Schedule D 7.A
- Tcbi Securities, Inc.broker-dealern
- Texas Capital Banky
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 52 | 9 | 9 | ||
| Houston, Tx | 11 | 2 | 1 | ||
| Austin, Tx | 7 | 0 | 1 | ||
| Fort Worth, Tx | 3 | 0 | 0 | ||
| San Antonio, Tx | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fort Worth, TX5 employees
- Houston, TX5 employees
- Austin, TX4 employees
- San Antonio, TX4 employees
- Southlake, TX2 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 16, 2026Scurlock, John, Matthew (DIRECTOR) appeared on Schedule A between the filings of 2023-06-14 and 2026-06-16peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 16, 2026Lucas, David, H (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-06-14 and 2026-06-16peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 16, 2026SCURLOCK, JOHN MATTHEW (DIRECTOR) left Schedule A between the filings of 2023-06-14 and 2026-06-16peers: independent wealth managers, $1B to $5B (1,360)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 71.0% to 52.0% between the annual amendments of 2025-04-17 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 101.0 to 64.0 (-37.0%) between the annual amendments of 2025-04-17 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 1.1% percentile
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 71.0% to 52.0% between the annual amendments of 2025-04-17 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,982 to 2,251Oct 17, 2025 to Mar 31, 2026
- Advisory employees · 80 to 39Oct 17, 2025 to Mar 31, 2026
- Advisory activities · 5 to 6Oct 17, 2025 to Mar 31, 2026
- BD registered reps · 35 to 39Oct 17, 2025 to Mar 31, 2026
- Charity clients · 28 to 58Oct 17, 2025 to Mar 31, 2026
- Corporate clients · 116 to 128Oct 17, 2025 to Mar 31, 2026
- HNW clients · 586 to 501Oct 17, 2025 to Mar 31, 2026
- Assets in custody · $18.8M to $115MOct 17, 2025 to Mar 31, 2026
- Employees · 101 to 64Oct 17, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 101-250Oct 17, 2025 to Mar 31, 2026
- State-registered IARs · 61 to 47Oct 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.9B to $3.4BOct 17, 2025 to Mar 31, 2026
- HNW RAUM · $2.4B to $2.2BOct 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $541M to $830MOct 17, 2025 to Mar 31, 2026
- RAUM · $3.5B to $4.2BOct 17, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jun 9, 2025 to Oct 17, 2025
- Accounts · 2,016 to 1,982May 29, 2025 to Jun 9, 2025
- Discretionary RAUM · $2.8B to $2.9BMay 29, 2025 to Jun 9, 2025
- HNW RAUM · $2.4B to $2.4BMay 29, 2025 to Jun 9, 2025
- Non-discretionary RAUM · $528M to $541MMay 29, 2025 to Jun 9, 2025
- RAUM · $3.3B to $3.5BMay 29, 2025 to Jun 9, 2025
- Non-discretionary RAUM · $548M to $528MDec 6, 2024 to Apr 17, 2025
- RAUM · $3.4B to $3.3BDec 6, 2024 to Apr 17, 2025
- Accounts · 1,868 to 2,016Dec 6, 2024 to Apr 17, 2025
- Advisory employees · 83 to 80Dec 6, 2024 to Apr 17, 2025
- BD registered reps · 36 to 35Dec 6, 2024 to Apr 17, 2025
- Charity clients · 27 to 28Dec 6, 2024 to Apr 17, 2025
- Corporate clients · 111 to 116Dec 6, 2024 to Apr 17, 2025
- HNW clients · 567 to 586Dec 6, 2024 to Apr 17, 2025
- Assets in custody · $19.3M to $18.8MDec 6, 2024 to Apr 17, 2025
- Employees · 97 to 101Dec 6, 2024 to Apr 17, 2025
- State-registered IARs · 62 to 61Dec 6, 2024 to Apr 17, 2025
- Discretionary RAUM · $2.8B to $2.8BDec 6, 2024 to Apr 17, 2025
- HNW RAUM · $2.3B to $2.4BDec 6, 2024 to Apr 17, 2025
- Advisory employees · 59 to 83Mar 29, 2024 to Dec 6, 2024
- BD registered reps · 29 to 36Mar 29, 2024 to Dec 6, 2024
- Employees · 66 to 97Mar 29, 2024 to Dec 6, 2024
- State-registered IARs · 45 to 62Mar 29, 2024 to Dec 6, 2024
- Accounts · 1,492 to 1,868Aug 28, 2023 to Mar 29, 2024
- Advisory employees · 54 to 59Aug 28, 2023 to Mar 29, 2024
Signals
60 dated events
- Chad Allen Stief left Texas Capital Bank Private Wealth Advisors for Truist Advisory Services, Inc. (registered 2026-08-27)Sep 10, 2026 · Advisor changed firm · fact
- Hussain Ali Fawaz left Texas Capital Bank Private Wealth Advisors for 1834 Investment Advisors Co. (registered 2026-06-23)Jun 24, 2026 · Advisor changed firm · fact
- Zachary Kyle Grimes left Texas Capital Bank Private Wealth Advisors for Lifeworks Advisors, Llc (registered 2026-05-19)Jun 15, 2026 · Advisor changed firm · fact
- Collin Mcavoy left Texas Capital Bank Private Wealth Advisors for Level Four Advisory Services (registered 2026-04-28)Jun 2, 2026 · Advisor changed firm · fact
- Mitchell Hansen left Texas Capital Bank Private Wealth Advisors for Ubs Financial Services Inc. (registered 2026-05-05)Apr 2, 2026 · Advisor changed firm · fact
- Texas Capital Bank Private Wealth Advisors reported 47 state-registered advisory representatives, down from 61 (2025-10-17 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Cullen Turner Coxe left Texas Capital Bank Private Wealth Advisors for Colonial Trust Advisors, Inc. (registered 2026-05-20)Mar 16, 2026 · Advisor changed firm · fact
- Zach Turner Granberry left Texas Capital Bank Private Wealth Advisors for Northern Trust Securities, Inc (registered 2026-04-28)Mar 6, 2026 · Advisor changed firm · fact
- Brandon J Butler left Texas Capital Bank Private Wealth Advisors for Morgan Stanley (registered 2026-03-17)Feb 26, 2026 · Advisor changed firm · fact
- Joshua Dietz left Texas Capital Bank Private Wealth Advisors for Schwab Wealth Advisory, Inc. (registered 2026-05-14)Feb 23, 2026 · Advisor changed firm · fact
- Sonali Mahendra Patel left Texas Capital Bank Private Wealth Advisors for Prime Capital Financial (registered 2026-03-02)Feb 18, 2026 · Advisor changed firm · fact
- Luisa Perez left Texas Capital Bank Private Wealth Advisors for J.P. Morgan Securities Llc (registered 2025-09-10)Oct 17, 2025 · Advisor changed firm · fact
- Juan Manuel Hernandez left Texas Capital Bank Private Wealth Advisors for Ameriprise Financial Services, Llc (registered 2025-08-25)Jul 11, 2025 · Advisor changed firm · fact
- David Bugarin left Texas Capital Bank Private Wealth Advisors for J.P. Morgan Securities Llc (registered 2025-11-13)Jun 27, 2025 · Advisor changed firm · fact
- Barrett Fitzgerald Jackson left Texas Capital Bank Private Wealth Advisors for J.P. Morgan Securities Llc (registered 2025-08-18)Jun 17, 2025 · Advisor changed firm · fact
- 2 advisors left Texas Capital Bank Private Wealth Advisors (Dallas, TX) for J.P. Morgan Securities LLC within 10 daysJun 17, 2025 · Team lift-out · derived
- Bradford A Hutchins left Texas Capital Bank Private Wealth Advisors for Charles Schwab & Co., Inc. (registered 2025-06-20)Jun 10, 2025 · Advisor changed firm · fact
- Blanca Elena Fernandez left Texas Capital Bank Private Wealth Advisors for Charles Schwab & Co., Inc. (registered 2025-06-12)Jun 10, 2025 · Advisor changed firm · fact
- 2 advisors left Texas Capital Bank Private Wealth Advisors (Dallas, TX) for Charles Schwab & CO., Inc. on the same dayJun 10, 2025 · Team lift-out · derived
- Ethan Samson Shaff left Texas Capital Bank Private Wealth Advisors for Level Four Capital Management (registered 2025-04-22)Apr 21, 2025 · Advisor changed firm · fact
- Texas Capital Bank Private Wealth Advisors reported 62 state-registered advisory representatives, up from 45 (2024-03-29 to 2024-12-06)Dec 6, 2024 · Advisor headcount change · derived
- John M Cervantes left Texas Capital Bank Private Wealth Advisors for Prime Capital Financial (registered 2025-01-02)Nov 4, 2024 · Advisor changed firm · fact
- Ajay Kumar Gupta left Texas Capital Bank Private Wealth Advisors for Wells Fargo Advisors (registered 2024-10-03)Sep 16, 2024 · Advisor changed firm · fact
- William Harrison Floyd left Texas Capital Bank Private Wealth Advisors for Wedbush Securities Inc. (registered 2025-06-16)Sep 16, 2024 · Advisor changed firm · fact
- Jakub Kubrak left Texas Capital Bank Private Wealth Advisors for Compound Planning, Inc. (registered 2024-11-08)Sep 16, 2024 · Advisor changed firm · fact
- Matthew Richard Kline left Texas Capital Bank Private Wealth Advisors for Northern Trust Securities, Inc (registered 2026-04-01)Jun 18, 2024 · Advisor changed firm · fact
- John D Boyle left Texas Capital Bank Private Wealth Advisors for Hilltop Securities Inc. (registered 2024-08-12)Jun 14, 2024 · Advisor changed firm · fact
- Joe W Cleary left Texas Capital Bank Private Wealth Advisors for Mariner (registered 2024-03-20)Apr 24, 2024 · Advisor changed firm · fact
- Texas Capital Bank Private Wealth Advisors reported 45 state-registered advisory representatives, up from 33 (2023-08-28 to 2024-03-29)Mar 29, 2024 · Advisor headcount change · derived
- Trevor Lane Hilz left Texas Capital Bank Private Wealth Advisors for Hilltop Securities Asset Management, Llc (registered 2025-03-26)Oct 27, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Texas Capital Bank Private Wealth Advisors · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 844-822-3837reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 945-229-5796reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- texascapitalbank.com/etf-funds-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 945-229-5873reportedpublic record, Form ADV, Jun 16, 2026
- Team page
- fundsmanagement.texascapital.com/team/steve-orrreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026