DFX Intelligence
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Registered advisor
T•••••• W•••• K••
Feed of 09/14/2026
At current firm
3 y
since Sep 30, 2022
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Sep 30, 2022 · Little Rock, Ar
- G•••••••• F•••••••• A•••••••• L•• unclassifiedNov 8, 2016 to Dec 14, 2022 · Bryant, Ar
Moves
a registration end followed by a registration begin elsewhere
- G•••••••• F•••••••• A•••••••• L•• to I••••••••• A•••••• A•••••••• L••left Dec 14, 2022, registered Sep 30, 2022 (-75 days) · Other · moved with a team
Signals
- T•••••• W•••• K•• left G•••••••• F•••••••• A•••••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-09-30)Dec 14, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address