RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I••••••••• I••• independent RIA currentsince Mar 24, 2026 · Reston, Va
- L••••• W••••• M••••••••• I••• independent RIAAug 24, 2023 to Apr 15, 2024 · Manassas, Va
- C•••••• S••••• • C••• I••• national BDJul 19, 2019 to Mar 16, 2022 · Tysons Corner, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2016 to Mar 25, 2019 · Vienna, Va
- L••••• W••••• M••••••••• I••• to I••••••••• I•••left Apr 15, 2024, registered Mar 24, 2026 (708 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to L••••• W••••• M••••••••• I•••left Mar 16, 2022, registered Aug 24, 2023 (526 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Mar 25, 2019, registered Jul 19, 2019 (116 days) · Wirehouse to affiliated broker-dealer or bank
- O••• H•••• B•••••• left L••••• W••••• M••••••••• I••• for I••••••••• I••• (registered 2026-03-24)Apr 15, 2024 · Advisor changed firm · fact
- O••• H•••• B•••••• left C•••••• S••••• • C••• I••• for L••••• W••••• M••••••••• I••• (registered 2023-08-24)Mar 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address