DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Wealth Management Inc.
Latest filing Sep 10, 2026
First filing on the tape Mar 4, 2021 · 25 filings
SEC status approved since Apr 2, 2021
RAUM
$314M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$314M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$62.8M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$314M as of Jul 15, 2026
Feb 1, 2022$136M then
HNW client RAUM$132M as of Jul 15, 2026
Feb 1, 2022$38.6M then
State-registered IARs (5.B.3)5 as of Jul 15, 2026
Feb 1, 20222 then
Employees (5.A)11 as of Jul 15, 2026
Feb 1, 20223 then
Private funds: no history
RAUM +77% over the last fiscal year+44% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $218,416derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$182M58%
- High-net-worth individuals$132M42%
- Corporations and businesses$351,8220.1%
- Individual clients
- 665reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,437reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jamshid Sharifi | Manassas, Va | Nov 4, 2014 | 21 y | 0 |
| Ronald Teri Bolte | Manassas, Va | Nov 6, 2023 | 24 y | 4 |
| Eian Lomash | Manassas, Va | Oct 10, 2024 | 12 y | 3 |
| Mason Coyle | Manassas, Va | Mar 13, 2026 | 12 y | 1 |
| Zara Sharifi | Manassas, Va | Jun 30, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount3 left over 36 months
Left, latest
- Birds Kyle Horton to Foundations Investment Advisors LLCOct 10, 2025 · RIA to RIA
- Christopher Allen Smith to Origin Wealth Management LLCMay 13, 2025 · RIA to a state-registered adviser
- Omar Hazem Barakat to Investology Inc.Apr 15, 2024 · RIA to RIA
- Michael Stephen Muldoon to Schwab Wealth Advisory, Inc.Aug 31, 2023 · Other
- Nolen Anthony Howe to Spire Wealth Management, LLCMar 2, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Mason Coyle from Park Avenue Securities LLCMar 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Birds Kyle Horton from Sentinel Asset Management, LLCJun 11, 2025 · Other
- Eian Lomash from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 10, 2024 · Wirehouse to independent RIA
- Ronald Teri Bolte from Ameriprise Financial Services, LLCNov 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- Omar Hazem Barakat from Charles Schwab & Co., Inc.Aug 24, 2023 · Affiliated broker-dealer or bank to independent RIA
- Michael Stephen Muldoon from Grove Point Advisors, LLCApr 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Nolen Anthony Howe from Spire Wealth Management, LLCDec 15, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jamshid Sharifi · President/Owner/Chief Compliance Officercontrolsince 05/2014 · owns 75% or more
Related persons
Schedule D 7.A
- Christopher Smithreal estaten
- Eian Lomashreal estaten
- Jamshid Sharifireal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manassas, Va · principal | 5 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 13, 2026RAUM (Item 5.F) moved from $177,305,738 to $251,046,073 (+42.0%) between the annual amendments of 2025-02-03 and 2026-03-13; the peer median change was +15.0% (4551 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 93% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Jul 15, 2026 to Sep 10, 2026
- Succession · false to unsetJul 15, 2026 to Sep 10, 2026
- Accounts · 1,239 to 1,437Mar 13, 2026 to Jul 15, 2026
- Advisory employees · 4 to 5Mar 13, 2026 to Jul 15, 2026
- HNW clients · 56 to 66Mar 13, 2026 to Jul 15, 2026
- Individual clients · 609 to 665Mar 13, 2026 to Jul 15, 2026
- Employees · 10 to 11Mar 13, 2026 to Jul 15, 2026
- State-registered IARs · 4 to 5Mar 13, 2026 to Jul 15, 2026
- Discretionary RAUM · $251M to $314MMar 13, 2026 to Jul 15, 2026
- HNW RAUM · $101M to $132MMar 13, 2026 to Jul 15, 2026
- Individual RAUM · $150M to $182MMar 13, 2026 to Jul 15, 2026
- RAUM · $251M to $314MMar 13, 2026 to Jul 15, 2026
- Advisory employees · 3 to 4Feb 16, 2026 to Mar 13, 2026
- Employees · 9 to 10Feb 16, 2026 to Mar 13, 2026
- State-registered IARs · 3 to 4Feb 16, 2026 to Mar 13, 2026
- Accounts · 1,011 to 1,239Dec 15, 2025 to Feb 16, 2026
- HNW clients · 47 to 56Dec 15, 2025 to Feb 16, 2026
- Individual clients · 541 to 609Dec 15, 2025 to Feb 16, 2026
- Employees · 8 to 9Dec 15, 2025 to Feb 16, 2026
- Financial planning clients · 26-50 to 51-100Dec 15, 2025 to Feb 16, 2026
- Discretionary RAUM · $223M to $251MDec 15, 2025 to Feb 16, 2026
- HNW RAUM · $81.5M to $101MDec 15, 2025 to Feb 16, 2026
- Individual RAUM · $141M to $150MDec 15, 2025 to Feb 16, 2026
- RAUM · $223M to $251MDec 15, 2025 to Feb 16, 2026
- Accounts · 909 to 1,011Jun 10, 2025 to Nov 17, 2025
- Advisory employees · 4 to 3Jun 10, 2025 to Nov 17, 2025
- HNW clients · 36 to 47Jun 10, 2025 to Nov 17, 2025
- Individual clients · 496 to 541Jun 10, 2025 to Nov 17, 2025
- Employees · 6 to 8Jun 10, 2025 to Nov 17, 2025
- State-registered IARs · 4 to 3Jun 10, 2025 to Nov 17, 2025
- Discretionary RAUM · $177M to $223MJun 10, 2025 to Nov 17, 2025
- HNW RAUM · $59.0M to $81.5MJun 10, 2025 to Nov 17, 2025
- Individual RAUM · $118M to $141MJun 10, 2025 to Nov 17, 2025
- RAUM · $177M to $223MJun 10, 2025 to Nov 17, 2025
- Advisory employees · 3 to 4May 13, 2025 to Jun 10, 2025
- Employees · 5 to 6May 13, 2025 to Jun 10, 2025
- Financial planning clients · 26-50 to 26-50May 13, 2025 to Jun 10, 2025
- State-registered IARs · 3 to 4May 13, 2025 to Jun 10, 2025
- Advisory employees · 4 to 3Feb 3, 2025 to May 13, 2025
- Employees · 6 to 5Feb 3, 2025 to May 13, 2025
Signals
6 dated events
- Birds Kyle Horton left Legacy Wealth Management Inc. for Foundations Investment Advisors Llc (registered 2025-12-02)Oct 10, 2025 · Advisor changed firm · fact
- Christopher Allen Smith left Legacy Wealth Management Inc. for Origin Wealth Management Llc (registered 2025-07-24)May 13, 2025 · Advisor changed firm · fact
- Omar Hazem Barakat left Legacy Wealth Management Inc. for Investology Inc. (registered 2026-03-24)Apr 15, 2024 · Advisor changed firm · fact
- Michael Stephen Muldoon left Legacy Wealth Management Inc. for Schwab Wealth Advisory, Inc. (registered 2024-02-13)Aug 31, 2023 · Advisor changed firm · fact
- Nolen Anthony Howe left Legacy Wealth Management Inc. for Spire Wealth Management, Llc (registered 2023-03-08)Mar 2, 2023 · Advisor changed firm · fact
- Legacy Wealth Management Inc. filed its initial SEC registration (Form ADV)Mar 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 877-650-4738reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026