DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eugene Christie Mcvey

LPL Financial LLCBD affiliatedKensington, Mddual registrantIAPD 6641144

Feed of 09/14/2026

Also filed as Eugene Christie Mcvey

At current firm

0 y

since Jul 16, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 16, 2026 · Kensington, Md
Advice And Planning Services BD affiliated
Sep 25, 2024 to Nov 20, 2025 · Rockville, Md
Td Private Client Wealth LLC BD affiliated
Jul 14, 2022 to Dec 31, 2023 · Vienna, Va
MML Investors Services, LLC BD affiliated
Nov 10, 2021 to Jul 13, 2022 · Hunt Valley, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 27, 2018 to Mar 10, 2020 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Advice And Planning Services to LPL Financial LLC
left Nov 20, 2025, registered Jul 16, 2026 (238 days) · Affiliated broker-dealer or bank to another
Td Private Client Wealth LLC to Advice And Planning Services
left Dec 31, 2023, registered Sep 25, 2024 (269 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to Td Private Client Wealth LLC
left Jul 13, 2022, registered Jul 14, 2022 (1 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to MML Investors Services, LLC
left Mar 10, 2020, registered Nov 10, 2021 (610 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Eugene Christie Mcvey left Advice And Planning Services for Lpl Financial Llc (registered 2026-07-16)
Nov 20, 2025 · Advisor changed firm · fact
Eugene Christie Mcvey left Td Private Client Wealth Llc for Advice And Planning Services (registered 2024-09-25)
Dec 31, 2023 · Advisor changed firm · fact
Eugene Christie Mcvey left Mml Investors Services, Llc for Td Private Client Wealth Llc (registered 2022-07-14)
Jul 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address