DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ashley Buchanan

Sanctuary Advisors, LLCBD affiliatedLa Vista, Nedual registrantIAPD 6643855

Feed of 09/14/2026

Also filed as Ashley Nicole Chism

At current firm

0 y

since May 22, 2026

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sanctuary Advisors, LLC BD affiliated current
since May 22, 2026 · La Vista, Ne
Cwm, LLC BD affiliated
Jul 12, 2022 to Apr 30, 2026 · Omaha, Ne
Bancwest Investment Services, Inc. (Bwis) former
May 22, 2020 to Jun 24, 2022 · Omaha, Ne
Securities America Advisors, Inc. former
Apr 19, 2017 to Apr 23, 2020 · La Vista, Ne

Moves

a registration end followed by a registration begin elsewhere

Cwm, LLC to Sanctuary Advisors, LLC
left Apr 30, 2026, registered May 22, 2026 (22 days) · Affiliated broker-dealer or bank to another
Bancwest Investment Services, Inc. (Bwis) to Cwm, LLC
left Jun 24, 2022, registered Jul 12, 2022 (18 days) · Affiliated broker-dealer or bank to another
Securities America Advisors, Inc. to Bancwest Investment Services, Inc. (Bwis)
left Apr 23, 2020, registered May 22, 2020 (29 days) · Affiliated broker-dealer or bank to another

Signals

Ashley Buchanan left Cwm, Llc for Sanctuary Advisors, Llc (registered 2026-05-22)
Apr 30, 2026 · Advisor changed firm · fact
Ashley Buchanan, registered through Sanctuary Advisors, LLC (LA Vista, NE), is a direct owner of Mindset Asset Management, LLC, an adviser first registered 2025-10-22; in 2023-2025, 171 of 213 such owners registered at this class of firm moved to the new adviser within a year, median 75 days after the filing
Oct 22, 2025 · Owner of a newly registered adviser · fact
Ashley Buchanan left Bancwest Investment Services, Inc. (Bwis) for Cwm, Llc (registered 2022-07-12)
Jun 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address