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T••••• M••••• H•••••••••
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- 2•• W••••• M••••••••• L•• former currentsince Feb 21, 2024 · Chicago, Il
- W•••• F•••• A••••••• wirehouseJul 9, 2021 to Mar 18, 2024 · Chicago, Il
- W•••• F•••• A••••••• to 2•• W••••• M••••••••• L••left Mar 18, 2024, registered Feb 21, 2024 (-26 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- ••• LockedMar 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address