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Registered advisor
W•••••• A• F••••••
Feed of 09/14/2026
Also filed as William Fiorica
At current firm
0 y
since Oct 16, 2025
In the industry
37 y
since Jul 1, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 16, 2025 · Canandaigua, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 20, 2022 to Oct 13, 2025 · Pittsford, Ny
- C••••••• S••••••••• I••• BD affiliatedNov 20, 2019 to Jul 12, 2022 · Rochester, Ny
- E•••••••• A•••••••• L•• national BDSep 13, 2016 to Nov 14, 2019 · Webster, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 13, 2025, registered Oct 16, 2025 (3 days) · Wirehouse to wirehouse
- C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 12, 2022, registered Jul 20, 2022 (8 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to C••••••• S••••••••• I•••left Nov 14, 2019, registered Nov 20, 2019 (6 days) · Affiliated broker-dealer or bank to another
Signals
- W•••••• A• F•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-10-16)Oct 13, 2025 · Advisor changed firm · fact
- W•••••• A• F•••••• left C••••••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-07-20)Jul 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address