RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• D•••••• P•••••
- F•••••••• S•••• A•••••••• I••• independent RIA currentsince Jun 23, 2026 · San Diego, Ca
- T••••••••• W••••• M••••••••• independent RIAJul 21, 2025 to Jun 22, 2026 · Carmel By The Sea, Ca
- F•••••••• S•••• A•••••••• I••• independent RIAAug 28, 2020 to Jan 25, 2022 · San Diego, Ca
- T••••••••• W••••• M••••••••• to F•••••••• S•••• A•••••••• I•••left Jun 22, 2026, registered Jun 23, 2026 (1 days) · RIA to RIA
- F•••••••• S•••• A•••••••• I••• to T••••••••• W••••• M•••••••••left Jan 25, 2022, registered Jul 21, 2025 (1273 days) · RIA to RIA
- R••• D•••••• P••••• left T••••••••• W••••• M••••••••• for F•••••••• S•••• A•••••••• I••• (registered 2026-06-23)Jun 22, 2026 · Advisor changed firm · fact
- R••• D•••••• P••••• left F•••••••• S•••• A•••••••• I••• for T••••••••• W••••• M••••••••• (registered 2025-07-21)Jan 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address