RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• Z••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 17, 2026 · New York, Ny
- M••••• S•••••• wirehouseJun 18, 2019 to Sep 8, 2025 · New York, Ny
- O••••••••• • C•• I••• BD affiliatedMar 13, 2019 to May 31, 2019 · New York, Ny
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 8, 2025, registered Mar 17, 2026 (190 days) · Wirehouse to wirehouse · moved with a team
- O••••••••• • C•• I••• to M••••• S••••••left May 31, 2019, registered Jun 18, 2019 (18 days) · Affiliated broker-dealer or bank to wirehouse
- L•••• Z•••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-03-17)Sep 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address