RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- K•••• A••••••• R•••••• I••••••••• M••••••••• L•• mixed wealth currentsince Jun 21, 2024 · Holladay, Ut
- F••••• I••••••••• independent RIAJan 8, 2020 to Jun 13, 2024 · Plano, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 26, 2018 to Jan 13, 2020 · American Fork, Ut
- F••••• I••••••••• to K•••• A••••••• R•••••• I••••••••• M••••••••• L••left Jun 13, 2024, registered Jun 21, 2024 (8 days) · Other
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Jan 13, 2020, registered Jan 8, 2020 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- D••••• G••••• left F••••• I••••••••• for K•••• A••••••• R•••••• I••••••••• M••••••••• L•• (registered 2024-06-21)Jun 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address