DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Randi Lynn Harrison

LPL Financial LLCBD affiliatedFrisco, Tx dual registrantIAPD 6681353

Feed of 09/14/2026

Also filed as Randi Lynn Runnberg

At current firm

3 y

since Jun 27, 2023

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 27, 2023 · Frisco, Tx
Creative Planning Institutional Advisors, LLC institutional
Jan 11, 2022 to Jun 7, 2023 · Fort Worth, Tx
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Jun 13, 2023 · Fort Worth, Tx
First Allied Advisory Services, Inc. former
Aug 10, 2017 to Nov 12, 2020 · Fort Worth, Tx
Cetera Advisor Networks LLC former
Jan 5, 2017 to Jul 10, 2017 · Minnetonka, Mn

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Creative Planning Institutional Advisors, LLC
left Jun 13, 2023, registered Jan 11, 2022 (-518 days) · Other
Creative Planning Institutional Advisors, LLC to LPL Financial LLC
left Jun 7, 2023, registered Jun 27, 2023 (20 days) · Other · moved with a team
First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Cetera Advisor Networks LLC to First Allied Advisory Services, Inc.
left Jul 10, 2017, registered Aug 10, 2017 (31 days) · channel change inside one enterprise, not a move

Signals

Randi Lynn Harrison left Cetera Investment Advisers Llc for Creative Planning Institutional Advisors, Llc (registered 2022-01-11)
Jun 13, 2023 · Advisor changed firm · fact
Randi Lynn Harrison left Creative Planning Institutional Advisors, Llc for Lpl Financial Llc (registered 2023-06-27)
Jun 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address