M•••• T•••• I••••

• F••••• I••••••••• independent RIA current
  since Mar 19, 2021 · Plano, Tx
• T• A••••••••• I••••••••• M••••••••• L•• former
  Apr 20, 2018 to Dec 31, 2020 · Coral Springs, Fl
• T• A••••••••• I••• former
  Apr 18, 2018 to Jan 11, 2021 · Coral Springs, Fl
• C•••••• S••••• • C••• I••• national BD
  Nov 21, 2016 to Jan 2, 2018 · Austin, Tx

• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Jan 11, 2021, registered Apr 20, 2018 (-997 days) · channel change inside one enterprise, not a move · moved with a team
• T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••
  left Dec 31, 2020, registered Mar 19, 2021 (78 days) · RIA to RIA · moved with a team
• C•••••• S••••• • C••• I••• to T• A••••••••• I•••
  left Jan 2, 2018, registered Apr 18, 2018 (106 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address