RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• M•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 1, 2022 · Acworth, Ga
- P•••••••• A••••••• national BDOct 21, 2019 to Jul 19, 2022 · Duluth, Ga
- F•••••••• A••••••• S•••••••• L•• formerDec 17, 2018 to Jun 20, 2019 · Atlanta, Ga
- P•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Jul 19, 2022, registered Aug 1, 2022 (13 days) · Affiliated broker-dealer or bank to another
- F•••••••• A••••••• S•••••••• L•• to P•••••••• A•••••••left Jun 20, 2019, registered Oct 21, 2019 (123 days) · Affiliated broker-dealer or bank to another
- J•••• R•••••• M••••• left P•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2022-08-01)Jul 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address