DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• C••••• M•••••••••

W•••• F•••• A•••••••wirehouseLexington, Kydual registrantIAPD 6686156

Feed of 09/14/2026

Also filed as V•••••• M•••••••••

At current firm

0 y

since Oct 29, 2025

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Oct 29, 2025 · Lexington, Ky
S••••••• F•••••••• A•••••••• L•••• L••••• independent RIA
Jan 13, 2025 to Jan 27, 2025 · Nicholasville, Ky
F•• I••••••••• L•• independent RIA
Jul 26, 2019 to Feb 12, 2025 · Lexington, Ky
W•••• F•••• A••••••• wirehouse
Dec 23, 2016 to Jul 15, 2019 · Lexington, Ky

Moves

a registration end followed by a registration begin elsewhere

F•• I••••••••• L•• to S••••••• F•••••••• A•••••••• L•••• L•••••
left Feb 12, 2025, registered Jan 13, 2025 (-30 days) · RIA to RIA
S••••••• F•••••••• A•••••••• L•••• L••••• to W•••• F•••• A•••••••
left Jan 27, 2025, registered Oct 29, 2025 (275 days) · RIA to wirehouse
W•••• F•••• A••••••• to F•• I••••••••• L••
left Jul 15, 2019, registered Jul 26, 2019 (11 days) · Wirehouse to independent RIA

Signals

V•••••• C••••• M••••••••• left F•• I••••••••• L•• for S••••••• F•••••••• A•••••••• L•••• L••••• (registered 2025-01-13)
Feb 12, 2025 · Advisor changed firm · fact
V•••••• C••••• M••••••••• left S••••••• F•••••••• A•••••••• L•••• L••••• for W•••• F•••• A••••••• (registered 2025-10-29)
Jan 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address