DFX Intelligence
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Registered advisor
Z•••••••• C• I••••
Feed of 09/14/2026
Also filed as Z•••••••• I••••••••• C•••••• I••••••••• I••••
At current firm
4 y
since May 26, 2022
In the industry
18 y
since Sep 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 26, 2022 · Manasquan, Nj
- P••• A••••• S••••••••• L•• BD affiliatedJan 14, 2022 to Mar 21, 2022 · Wall, Nj
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 21, 2022, registered May 26, 2022 (66 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMar 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address