E••• C•••••• H•••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Carson City, Nv
• U••• B•••••• I••••••••• I••• former
  Apr 3, 2019 to Feb 13, 2026 · Tahoe City, Ca
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Mar 22, 2019 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Mar 13, 2018 to Jul 13, 2018 · Reno, Nv

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• F••••••• P••••••• A•• W•••••••• A••••••• to U••• B•••••• I••••••••• I•••
  left Mar 22, 2019, registered Apr 3, 2019 (12 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address