RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• F•••••••• state registered currentsince Mar 16, 2026 · Raleigh, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 31, 2021 to Mar 10, 2026 · Raleigh, Nc
- F•••• C•••••• A••••••• S••••••• BD affiliatedNov 18, 2016 to Aug 4, 2021 · Cary, Nc
- M•• I•••••••• S•••••••• L•• to C••• F••••••••left Mar 10, 2026, registered Mar 16, 2026 (6 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F•••• C•••••• A••••••• S••••••• to M•• I•••••••• S•••••••• L••left Aug 4, 2021, registered Aug 31, 2021 (27 days) · Affiliated broker-dealer or bank to another
- J••• A• M•••••••• left M•• I•••••••• S•••••••• L•• for C••• F•••••••• (registered 2026-03-16)Mar 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address