RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S••••• C••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 24, 2023 · Wilsonville, Or
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 16, 2019 to Jul 27, 2023 · Lake Oswego, Or
- H•••••• T••••••• • K•••• L•• independent RIAOct 5, 2017 to Jun 29, 2018 · Lake Oswego, Or
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 27, 2023, registered Jul 24, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••left Jun 29, 2018, registered May 16, 2019 (321 days) · Affiliated broker-dealer or bank to another · moved with a team
- K•••• S••••• C•••• left M•• I•••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-07-24)Jul 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address