DFX Intelligence
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Registered advisor
M•••••• D••• L••••
Feed of 09/14/2026
Also filed as M•••••• D••• L••••••••• L••••
At current firm
1 y
since Jan 16, 2025
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jan 16, 2025 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 16, 2022 to Jul 18, 2023 · St.Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDMay 19, 2021 to Jul 18, 2023 · Clearwater, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 4, 2021 to Apr 16, 2021 · New York, Ny
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 20, 2018 to Oct 8, 2020 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• G••••• M•••••• I•••left Jul 18, 2023, registered Jan 16, 2025 (548 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 18, 2023, registered Jun 16, 2022 (-397 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 16, 2021, registered May 19, 2021 (33 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• G••••• M•••••• I•••left Oct 8, 2020, registered Jan 4, 2021 (88 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 18, 2023 · Advisor changed firm · fact
- ••• LockedJul 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address