DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Anthony Delaney

LPL Financial LLCBD affiliatedMadison, Widual registrantIAPD 6702228

Feed of 09/14/2026

Also filed as James Delaney

At current firm

1 y

since Jul 10, 2025

In the industry

13 y

since Dec 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 10, 2025 · Madison, Wi
Next Financial Group, Inc. former
Jun 13, 2023 to Jul 10, 2025 · Houston, Tx
Transamerica Financial Advisors, LLC BD affiliated
Oct 21, 2021 to Jun 21, 2023 · Madison, Wi
On Investment Management Co BD affiliated
Feb 15, 2019 to Dec 31, 2019 · Madison, Wi

Moves

a registration end followed by a registration begin elsewhere

Next Financial Group, Inc. to LPL Financial LLC
left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
Transamerica Financial Advisors, LLC to Next Financial Group, Inc.
left Jun 21, 2023, registered Jun 13, 2023 (-8 days) · Affiliated broker-dealer or bank to another
On Investment Management Co to Transamerica Financial Advisors, LLC
left Dec 31, 2019, registered Oct 21, 2021 (660 days) · Affiliated broker-dealer or bank to another

Signals

James Anthony Delaney left Transamerica Financial Advisors, Llc for Next Financial Group, Inc. (registered 2023-06-13)
Jun 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address